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HFRO

Highland Opportunities and Income Fund
HFRO

112 hedge funds and large institutions have $280M invested in Highland Opportunities and Income Fund in 2020 Q1 according to their latest regulatory filings, with 25 funds opening new positions, 31 increasing their positions, 37 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

79% more first-time investments, than exits

New positions opened: 25 | Existing positions closed: 14

14% more funds holding in top 10

Funds holding in top 10: 7 → 8 (+1)

8% more funds holding

Funds holding: 104 → 112 (+8)

0.59% more ownership

Funds ownership: 45.14% → 45.73% (+0.59%)

16% less repeat investments, than reductions

Existing positions increased: 31 | Existing positions reduced: 37

30% less capital invested

Capital invested by funds: $403M → $280M (-$123M)

Holders
112
Holders Change
+8
Holders Change %
+7.69%
% of All Funds
2.47%
Holding in Top 10
8
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+14.29%
% of All Funds
0.18%
New
25
Increased
31
Reduced
37
Closed
14
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
MC
Matisse Capital
Oregon
+$12.3M
2
AWA
Arete Wealth Advisors
Illinois
+$7.14M
3
TJHA
Thomas J. Herzfeld Advisors
Florida
+$6.64M
4
OCM
Oaktree Capital Management
California
+$5.48M
5
AC
Aristides Capital
Kentucky
+$4.41M

Top Sellers

Rank Fund Capital Flow
1
Invesco
Invesco
Georgia
-$12.2M
2
BCIM
Burford Capital Investment Management
Illinois
-$9.45M
3
Public Sector Pension Investment Board (PSP Investments)
Public Sector Pension Investment Board (PSP Investments)
Quebec, Canada
-$4M
4
Millennium Management
Millennium Management
New York
-$3.05M
5
Morgan Stanley
Morgan Stanley
New York
-$2.58M
Name Holding Trade Value Shares
Change 		Change in
Stake
AC
26
Almitas Capital
California
$2.52M -$907K -77,768 -21%
ATPW
27
Ashton Thomas Private Wealth
Arizona
$2.36M -$22K -1,890 -0.7%
MA
28
MONECO Advisors
Connecticut
$2.32M -$151K -12,961 -5%
LCM
29
Landscape Capital Management
New Jersey
$2.31M -$498K -42,717 -14%
LPL Financial
30
LPL Financial
California
$2.22M -$496K -42,556 -14%
MCP
31
Moab Capital Partners
New York
$2.18M +$2.98M +255,485 New
PWPS
32
Pinnacle Wealth Planning Services
Ohio
$1.92M +$426K +36,500 +19%
OC
33
Oppenheimer & Co
New York
$1.44M +$353K +30,302 +22%
Envestnet Asset Management
34
Envestnet Asset Management
Illinois
$1.41M +$71.7K +6,149 +4%
CCP
35
Clough Capital Partners
Massachusetts
$1.24M +$1.69M +144,727 New
Commonwealth Equity Services
36
Commonwealth Equity Services
Massachusetts
$1.11M +$359K +30,807 +31%
6M
37
6 Meridian
Kansas
$1.05M +$76.3K +6,540 +6%
HF
38
HRT Financial
New York
$918K +$1.26M +107,724 New
CP
39
Camelot Portfolios
Ohio
$854K +$70.1K +6,011 +6%
ECM
40
ExodusPoint Capital Management
New York
$832K +$1.14M +97,533 New
SPC
41
Sigma Planning Corp
Michigan
$807K -$555K -47,567 -33%
Truist Financial
42
Truist Financial
North Carolina
$712K -$96.5K -8,273 -9%
SPIA
43
Steward Partners Investment Advisory
New York
$687K -$23.3K -2,000 -2%
SS
44
Sunbelt Securities
Texas
$531K -$474K -40,662 -40%
HighTower Advisors
45
HighTower Advisors
Illinois
$505K -$155K -13,254 -18%
WAM
46
Wolverine Asset Management
Illinois
$498K +$218K +18,705 +47%
AWM
47
AE Wealth Management
Kansas
$491K +$672K +57,600 New
CCA
48
Cruiser Capital Advisors
Connecticut
$490K – – –
CFA
49
Carroll Financial Associates
North Carolina
$471K +$14K +1,200 +2%
CAN
50
Cetera Advisor Networks
California
$411K -$199K -17,084 -26%
1
2
3 4 5

HFRO Hedge Fund Activity: Q1 2020 in Review

112 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in Highland Opportunities and Income Fund (HFRO) for Q1 2020, worth a combined $280M — down 30% from $403M a quarter earlier.

Buyers outnumbered sellers: 25 funds opened new HFRO positions and 14 closed out — a net gain of 11 holders — while 31 added to existing stakes and 37 trimmed.

The largest buyer was Matisse Capital, adding an estimated $12.3M. The largest seller was Invesco, cutting an estimated $12.2M.

  • 112 institutional investors held Highland Opportunities and Income Fund (HFRO) as of Q1 2020, up from 104 in Q4 2019.
  • Funds reported $280M of Highland Opportunities and Income Fund stock for Q1 2020, down 30% quarter-over-quarter.
  • 25 funds opened new Highland Opportunities and Income Fund positions in Q1 2020 and 14 closed out, a net change of +11 holders.
  • The largest Highland Opportunities and Income Fund buyer in Q1 2020 was Matisse Capital, an estimated $12.3M added.
  • The largest Highland Opportunities and Income Fund seller in Q1 2020 was Invesco, an estimated $12.2M sold.

Based on aggregated 13F filings for Q1 2020.