HFRO

Highland Opportunities and Income Fund
HFRO

Overview Fund Activity

111 hedge funds and large institutions have $280M invested in Highland Opportunities and Income Fund in 2020 Q1 according to their latest regulatory filings, with 24 funds opening new positions, 31 increasing their positions, 37 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
111
Holders Change
+7
Holders Change %
+6.73%
% of All Funds
2.45%
Holding in Top 10
8
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+14.29%
% of All Funds
0.18%
New
24
Increased
31
Reduced
37
Closed
14
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
MC
Matisse Capital
Oregon
+$9M
2
AWA
Arete Wealth Advisors
Illinois
+$5.22M
3
TJHA
Thomas J. Herzfeld Advisors
Florida
+$4.86M
4
OCM
Oaktree Capital Management
California
+$4.01M
5
AC
Aristides Capital
Kentucky
+$3.22M

Top Sellers

1
Invesco
Invesco
Georgia
-$8.96M
2
BCIM
Burford Capital Investment Management
Illinois
-$6.91M
3
Public Sector Pension Investment Board (PSP Investments)
Public Sector Pension Investment Board (PSP Investments)
Quebec, Canada
-$4M
4
Millennium Management
Millennium Management
New York
-$3.05M
5
Morgan Stanley
Morgan Stanley
New York
-$1.88M
Name Holding Trade Value Shares
Change 		Shares
Change %
AC
26
Almitas Capital
California
$2.52M -$663K -77,768 -21%
ATPW
27
Ashton Thomas Private Wealth
Arizona
$2.36M -$16.1K -1,890 -0.7%
MA
28
MONECO Advisors
Connecticut
$2.32M -$111K -12,961 -5%
LCM
29
Landscape Capital Management
New Jersey
$2.31M -$364K -42,717 -14%
LPL Financial
30
LPL Financial
California
$2.22M -$363K -42,556 -14%
MCP
31
Moab Capital Partners
New York
$2.18M +$2.18M +255,485 New
PWPS
32
Pinnacle Wealth Planning Services
Ohio
$1.92M +$311K +36,500 +19%
OC
33
Oppenheimer & Co
New York
$1.44M +$259K +30,302 +22%
Envestnet Asset Management
34
Envestnet Asset Management
Illinois
$1.41M +$52.5K +6,149 +4%
CCP
35
Clough Capital Partners
Massachusetts
$1.24M +$1.24M +144,727 New
Commonwealth Equity Services
36
Commonwealth Equity Services
Massachusetts
$1.11M +$263K +30,807 +31%
6M
37
6 Meridian
Kansas
$1.05M +$55.8K +6,540 +6%
HF
38
HRT Financial
New York
$918K +$918K +107,724 New
CP
39
Camelot Portfolios
Ohio
$854K +$51.3K +6,011 +6%
ECM
40
ExodusPoint Capital Management
New York
$832K +$832K +97,533 New
SPC
41
Sigma Planning Corp
Michigan
$807K -$406K -47,567 -33%
Truist Financial
42
Truist Financial
North Carolina
$712K -$70.6K -8,273 -9%
SPIA
43
Steward Partners Investment Advisory
New York
$687K -$17K -2,000 -2%
SS
44
Sunbelt Securities
Texas
$531K -$347K -40,662 -40%
HighTower Advisors
45
HighTower Advisors
Illinois
$505K -$114K -13,254 -18%
WAM
46
Wolverine Asset Management
Illinois
$498K +$159K +18,705 +47%
AWM
47
AE Wealth Management
Kansas
$491K +$491K +57,600 New
CCA
48
Cruiser Capital Advisors
Connecticut
$490K – – –
CFA
49
Carroll Financial Associates
North Carolina
$471K +$10.2K +1,200 +2%
CAN
50
Cetera Advisor Networks
California
$411K -$146K -17,084 -26%
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