HFRO

Highland Opportunities and Income Fund
HFRO

Overview Fund Activity

70 hedge funds and large institutions have $401M invested in Highland Opportunities and Income Fund in 2018 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 22 increasing their positions, 21 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
70
Holders Change
+3
Holders Change %
+4.48%
% of All Funds
1.6%
Holding in Top 10
7
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+16.67%
% of All Funds
0.16%
New
9
Increased
22
Reduced
21
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
UCFA
United Capital Financial Advisors
Texas
+$3.56M
2
RCM
Rivernorth Capital Management
Florida
+$2.55M
3
UFM
Ursa Fund Management
California
+$804K
4
BFM
Boothbay Fund Management
New York
+$720K
5
JG
Jefferies Group
New York
+$645K

Top Sellers

1
Morgan Stanley
Morgan Stanley
New York
-$4.29M
2
BCIM
Burford Capital Investment Management
Illinois
-$3.48M
3
FA
FDx Advisors
Illinois
-$1.68M
4
Wells Fargo
Wells Fargo
California
-$970K
5
ICM
Ionic Capital Management
New York
-$953K
Name Holding Trade Value Shares
Change 		Shares
Change %
BFM
26
Boothbay Fund Management
New York
$1.73M +$720K +46,705 +72%
JG
27
Jefferies Group
New York
$1.72M +$645K +41,854 +60%
RJFSA
28
Raymond James Financial Services Advisors
Florida
$1.52M +$183K +11,840 +14%
PWPS
29
Pinnacle Wealth Planning Services
Ohio
$1.22M -$44.7K -2,899 -4%
OC
30
Oppenheimer & Co
New York
$1.19M -$165K -10,734 -12%
SPIA
31
Steward Partners Investment Advisory
New York
$1.11M +$30.8K +2,000 +3%
HCMT
32
Highland Capital Management (Texas)
Texas
$1M – – –
Commonwealth Equity Services
33
Commonwealth Equity Services
Massachusetts
$742K -$52.7K -3,419 -7%
LTFS
34
Ladenburg Thalmann Financial Services
Florida
$710K -$405K -26,257 -36%
BTS
35
BB&T Securities
Virginia
$499K -$10.7K -693 -2%
PWAP
36
Private Wealth Advisors (Pennsylvania)
Pennsylvania
$451K – – –
SI
37
Stephens Inc
Arkansas
$421K +$17K +1,100 +4%
CWS
38
Cypress Wealth Services
California
$394K -$394K – –
PAG
39
Private Advisor Group
New Jersey
$347K +$347K +22,481 New
CCP
40
Clough Capital Partners
Massachusetts
$343K – – –
BRWA
41
B. Riley Wealth Advisors
Florida
$322K -$297K -19,221 -48%
Koshinski Asset Management
42
Koshinski Asset Management
Illinois
$307K +$307K +19,896 New
HighTower Advisors
43
HighTower Advisors
Illinois
$292K -$29.8K -1,942 -9%
CFA
44
Carroll Financial Associates
North Carolina
$256K – – –
MML Investors Services
45
MML Investors Services
Massachusetts
$242K +$242K +15,721 New
UBS Group
46
UBS Group
Switzerland
$225K -$92 -6 -0%
Stifel Financial
47
Stifel Financial
Missouri
$195K +$12.5K +809 +7%
Millennium Management
48
Millennium Management
New York
$182K +$182K +11,800 New
FA
49
FDx Advisors
Illinois
$174K -$1.68M -109,348 -91%
RJT
50
Raymond James Trust
Florida
$155K – – –
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