GUG

Guggenheim Active Allocation Fund

36 hedge funds and large institutions have $116M invested in Guggenheim Active Allocation Fund in 2023 Q1 according to their latest regulatory filings, with 7 funds opening new positions, 16 increasing their positions, 8 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
36
Holders Change
+2
Holders Change %
+5.88%
% of All Funds
0.58%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.02%
New
7
Increased
16
Reduced
8
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$30.1M -$2.37M -169,088 -7%
Bank of America
2
Bank of America
North Carolina
$12.9M +$1.11M +79,334 +9%
RCM
3
Rivernorth Capital Management
Florida
$11M +$791K +57,633 +8%
NA
4
Nordwand Advisors
Pennsylvania
$9.99M +$1.91M +136,000 +24%
Cohen & Steers
5
Cohen & Steers
New York
$9.86M +$1.6M +113,797 +19%
SCM
6
Saba Capital Management
New York
$9.34M -$513K -36,565 -5%
GC
7
Guggenheim Capital
Illinois
$4.43M
PCM
8
Penserra Capital Management
California
$4.08M -$2.04M -145,188 -33%
Wells Fargo
9
Wells Fargo
California
$3.77M +$606K +43,191 +19%
RVPG
10
Relative Value Partners Group
$3.66M -$76.8K -5,471 -2%
LSC
11
Logan Stone Capital
Illinois
$3.4M -$263K -18,710 -7%
CA
12
Corrado Advisors
New Jersey
$2.62M +$72.7K +5,178 +3%
Baird Financial Group
13
Baird Financial Group
Wisconsin
$2.01M +$2.01M +143,502 New
USCWA
14
U.S. Capital Wealth Advisors
Texas
$1.68M -$27.4K -1,950 -2%
BRWA
15
B. Riley Wealth Advisors
Florida
$1.19M +$288K +20,542 +32%
OC
16
Oppenheimer & Co
New York
$1.09M +$105K +7,500 +11%
1CP
17
1607 Capital Partners
Virginia
$624K
HighTower Advisors
18
HighTower Advisors
Illinois
$532K +$532K +38,151 New
AAM
19
Advisors Asset Management
Colorado
$514K +$511K +36,424 +17,100%
AW
20
Atlas Wealth
Ohio
$420K -$49K -3,489 -10%
JWCA
21
J.W. Cole Advisors
Florida
$392K +$129K +9,161 +49%
RJA
22
Raymond James & Associates
Florida
$363K +$363K +25,825 New
DC
23
Davenport & Co
Virginia
$314K +$10.3K +737 +3%
AWA
24
Arete Wealth Advisors
Illinois
$297K +$149K +10,643 +101%
Royal Bank of Canada
25
Royal Bank of Canada
Ontario, Canada
$296K +$68.7K +4,894 +30%