Guggenheim Active Allocation Fund
GUG
36 hedge funds and large institutions have $116M invested in Guggenheim Active Allocation Fund in 2023 Q1 according to their latest regulatory filings, with 7 funds opening new positions, 16 increasing their positions, 8 reducing their positions, and 5 closing their positions.
100% more repeat investments, than reductions
Existing positions increased: 16 | Existing positions reduced: 8
40% more first-time investments, than exits
New positions opened: 7 | Existing positions closed: 5
6% more funds holding
Funds holding: 34 → 36 (+2)
0.99% more ownership
Funds ownership: 24.36% → 25.35% (+0.99%)
53% less capital invested
Capital invested by funds: $249M → $116M (-$132M)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Baird Financial Group
Milwaukee,
Wisconsin
|
+$2.04M |
| 2 |
NA
Nordwand Advisors
Radnor,
Pennsylvania
|
+$1.94M |
| 3 |
Cohen & Steers
New York
|
+$1.62M |
| 4 |
Bank of America
Charlotte,
North Carolina
|
+$1.13M |
| 5 |
RCM
Rivernorth Capital Management
West Palm Beach,
Florida
|
+$821K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Morgan Stanley
New York
|
-$2.41M |
| 2 |
PCM
Penserra Capital Management
Orinda,
California
|
-$2.07M |
| 3 |
WAM
Weiss Asset Management
Boston,
Massachusetts
|
-$609K |
| 4 |
SCM
Saba Capital Management
New York
|
-$521K |
| 5 |
LSC
Logan Stone Capital
Chicago,
Illinois
|
-$267K |
GUG Hedge Fund Activity: Q1 2023 in Review
36 of the 6,276 institutional investors tracked by Wall St. Rank reported a position in Guggenheim Active Allocation Fund (GUG) for Q1 2023, worth a combined $116M — down 53% from $249M a quarter earlier.
Buyers outnumbered sellers: 7 funds opened new GUG positions and 5 closed out — a net gain of 2 holders — while 16 added to existing stakes and 8 trimmed.
The largest buyer was Baird Financial Group, opening a new position worth an estimated $2.04M. The largest seller was Morgan Stanley, cutting an estimated $2.41M.
- 36 institutional investors held Guggenheim Active Allocation Fund (GUG) as of Q1 2023, up from 34 in Q4 2022.
- Funds reported $116M of Guggenheim Active Allocation Fund stock for Q1 2023, down 53% quarter-over-quarter.
- 7 funds opened new Guggenheim Active Allocation Fund positions in Q1 2023 and 5 closed out, a net change of +2 holders.
- The largest Guggenheim Active Allocation Fund buyer in Q1 2023 was Baird Financial Group, an estimated $2.04M added.
- The largest Guggenheim Active Allocation Fund seller in Q1 2023 was Morgan Stanley, an estimated $2.41M sold.
Based on aggregated 13F filings for Q1 2023.