Guggenheim Active Allocation Fund
GUG
44 hedge funds and large institutions have $170M invested in Guggenheim Active Allocation Fund in 2023 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 17 increasing their positions, 13 reducing their positions, and 4 closing their positions.
100% more first-time investments, than exits
New positions opened: 8 | Existing positions closed: 4
50% more capital invested
Capital invested by funds: $114M → $170M (+$56.5M)
31% more repeat investments, than reductions
Existing positions increased: 17 | Existing positions reduced: 13
9.72% more ownership
Funds ownership: 25.71% → 35.44% (+9.7%)
7% more funds holding
Funds holding: 41 → 44 (+3)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Morgan Stanley
New York
|
+$20.5M |
| 2 |
Royal Bank of Canada
Toronto,
Ontario, Canada
|
+$16.9M |
| 3 |
Baird Financial Group
Milwaukee,
Wisconsin
|
+$2.82M |
| 4 |
SCM
Saba Capital Management
New York
|
+$2.58M |
| 5 |
AWM
AE Wealth Management
Topeka,
Kansas
|
+$1.31M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Bank of America
Charlotte,
North Carolina
|
-$2.5M |
| 2 |
MC
Meteora Capital
Boca Raton,
Florida
|
-$968K |
| 3 |
Osaic Holdings
Scottsdale,
Arizona
|
-$910K |
| 4 |
BFM
Boothbay Fund Management
New York
|
-$768K |
| 5 |
LSC
Logan Stone Capital
Chicago,
Illinois
|
-$368K |
GUG Hedge Fund Activity: Q4 2023 in Review
44 of the 6,860 institutional investors tracked by Wall St. Rank reported a position in Guggenheim Active Allocation Fund (GUG) for Q4 2023, worth a combined $170M — up 50% from $114M a quarter earlier.
Buyers outnumbered sellers: 8 funds opened new GUG positions and 4 closed out — a net gain of 4 holders — while 17 added to existing stakes and 13 trimmed.
The largest buyer was Morgan Stanley, adding an estimated $20.5M. The largest seller was Bank of America, cutting an estimated $2.5M.
- 44 institutional investors held Guggenheim Active Allocation Fund (GUG) as of Q4 2023, up from 41 in Q3 2023.
- Funds reported $170M of Guggenheim Active Allocation Fund stock for Q4 2023, up 50% quarter-over-quarter.
- 8 funds opened new Guggenheim Active Allocation Fund positions in Q4 2023 and 4 closed out, a net change of +4 holders.
- The largest Guggenheim Active Allocation Fund buyer in Q4 2023 was Morgan Stanley, an estimated $20.5M added.
- The largest Guggenheim Active Allocation Fund seller in Q4 2023 was Bank of America, an estimated $2.5M sold.
Based on aggregated 13F filings for Q4 2023.