GUG

Guggenheim Active Allocation Fund
GUG

Overview Fund Activity

44 hedge funds and large institutions have $170M invested in Guggenheim Active Allocation Fund in 2023 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 17 increasing their positions, 13 reducing their positions, and 4 closing their positions.

Holders
44
Holders Change
+3
Holders Change %
+7.32%
% of All Funds
0.65%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.01%
New
8
Increased
17
Reduced
13
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$53.3M
2
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$19.4M
3
Baird Financial Group
3
Baird Financial Group
Wisconsin
$6.07M
4
SCM
4
Saba Capital Management
New York
$17.3M
5
AWM
5
AE Wealth Management
Kansas
$1.41M

Top Sellers

1
Bank of America
1
Bank of America
North Carolina
$11.8M
2
MC
2
Meteora Capital
Florida
$425K
3
Osaic Holdings
3
Osaic Holdings
Arizona
$976K
4
BFM
4
Boothbay Fund Management
New York
$305K
5
LSC
5
Logan Stone Capital
Illinois
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$53.3M 3,639,030 +1,503,314 +70%
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$19.4M 1,324,730 +1,241,964 +1,501%
SCM
3
Saba Capital Management
New York
$17.3M 1,178,262 +189,383 +19%
GC
4
Guggenheim Capital
Illinois
$13.9M 950,000 – –
Cohen & Steers
5
Cohen & Steers
New York
$13.6M 926,251 – –
Bank of America
6
Bank of America
North Carolina
$11.8M 802,178 -183,330 -19%
Baird Financial Group
7
Baird Financial Group
Wisconsin
$6.07M 413,797 +207,221 +100%
PCM
8
Penserra Capital Management
California
$4.58M 312,587 +21,633 +7%
Wells Fargo
9
Wells Fargo
California
$3.87M 263,750 +3,901 +2%
RVPG
10
Relative Value Partners Group
$3.6M 245,733 +31,212 +15%
CA
11
Corrado Advisors
New Jersey
$2.77M 188,927 -4,544 -2%
AAM
12
Advisors Asset Management
Colorado
$2.48M 169,008 +92,895 +122%
Pathstone Holdings
13
Pathstone Holdings
New Jersey
$2.18M 148,513 +148,513 New
USCWA
14
U.S. Capital Wealth Advisors
Texas
$1.79M 122,067 -3,600 -3%
BRWA
15
B. Riley Wealth Advisors
Florida
$1.5M 102,203 -3,127 -3%
AWM
16
AE Wealth Management
Kansas
$1.41M 96,348 +96,348 New
OC
17
Oppenheimer & Co
New York
$1.28M 87,075 +9,669 +12%
1CP
18
1607 Capital Partners
Virginia
$1.1M 74,845 +19,828 +36%
Osaic Holdings
19
Osaic Holdings
Arizona
$976K 66,587 -66,751 -50%
RJA
20
Raymond James & Associates
Florida
$760K 51,808 +398 +0.8%
JSW
21
Journey Strategic Wealth
New Jersey
$569K 38,792 +5,000 +15%
JWCA
22
J.W. Cole Advisors
Florida
$559K 38,101 +15,741 +70%
Stifel Financial
23
Stifel Financial
Missouri
$532K 36,267 +10,031 +38%
NA
24
Nordwand Advisors
Pennsylvania
$530K 36,142 – –
RJFSA
25
Raymond James Financial Services Advisors
Florida
$492K 33,537 +15,830 +89%
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