Guggenheim Active Allocation Fund (GUG)

• Market cap: $516M
• 1 day: -0.57%
• 5 days: -2.98%
• 1 month: 0.51%
• 3 months: 3.64%
• 6 months: 3.03%
• Year to date: 4.48%
• 1 year: -4.4%
• 5 years: -21.8%
• 10 years: -21.8%
• Sector: Financials
• Industry: Asset Management

About: Guggenheim Active Allocation Fund is a diversified closed-end management investment company. The fund's investment objective is to maximize total return through a combination of current income and capital appreciation. The company invests in both fixed-income and other debt instruments selected from a variety of sectors and credit qualities, and may also invest in equities. It uses tactical asset allocation models to determine the optimal allocation of its assets between fixed-income and equity securities. A majority of its investments are made in corporate bonds and the rest in senior floating rate interests, asset-backed securities, preferred stocks, and other securities.

Fund manager confidence

Based on 2025 Q2 regulatory disclosures by fund managers ($100M+ AUM)

238% more repeat investments, than reductions

Existing positions increased: 27 | Existing positions reduced: 8

12% more capital invested

Capital invested by funds: $144M [Q1] → $161M (+$17.6M) [Q2]

2.38% more ownership

Funds ownership: 28.9% [Q1] → 31.28% (+2.38%) [Q2]

4% less funds holding

Funds holding: 51 [Q1] → 49 (-2) [Q2]

14% less first-time investments, than exits

New positions opened: 6 | Existing positions closed: 7