Guggenheim Active Allocation Fund (GUG)

• Market cap: $498M
• 1 day: -1.37%
• 5 days: -0.46%
• 1 month: -1.69%
• 3 months: -2.01%
• 6 months: -1.89%
• Year to date: 0.80%
• 1 year: 1.62%
• 5 years: -24.55%
• 10 years: -24.55%
• Sector: Financials
• Industry: Asset Management

About: Guggenheim Active Allocation Fund is a diversified closed-end management investment company. The fund's investment objective is to maximize total return through a combination of current income and capital appreciation. The company invests in both fixed-income and other debt instruments selected from a variety of sectors and credit qualities, and may also invest in equities. It uses tactical asset allocation models to determine the optimal allocation of its assets between fixed-income and equity securities. A majority of its investments are made in corporate bonds and the rest in senior floating rate interests, asset-backed securities, preferred stocks, and other securities.

Fund manager confidence

Based on 2025 Q1 regulatory disclosures by fund managers ($100M+ AUM)

71% more repeat investments, than reductions

Existing positions increased: 24 | Existing positions reduced: 14

6% more capital invested

Capital invested by funds: $136M [Q4 2024] → $144M (+$7.59M) [Q1 2025]

1.15% more ownership

Funds ownership: 27.75% [Q4 2024] → 28.9% (+1.15%) [Q1 2025]

5% less funds holding

Funds holding: 55 [Q4 2024] → 52 (-3) [Q1 2025]

13% less first-time investments, than exits

New positions opened: 7 | Existing positions closed: 8