GUG

Guggenheim Active Allocation Fund
GUG

Overview Fund Activity

49 hedge funds and large institutions have $161M invested in Guggenheim Active Allocation Fund in 2025 Q2 according to their latest regulatory filings, with 6 funds opening new positions, 27 increasing their positions, 8 reducing their positions, and 7 closing their positions.

Holders
49
Holders Change
-3
Holders Change %
-5.77%
% of All Funds
0.66%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
27
Reduced
8
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Bank of America
1
Bank of America
North Carolina
$14.4M
2
Pathstone Holdings
2
Pathstone Holdings
New Jersey
$12.1M
3
Morgan Stanley
3
Morgan Stanley
New York
$40.4M
4
AAM
4
Advisors Asset Management
Colorado
$12.5M
5
Raymond James Financial
5
Raymond James Financial
Florida
$10.2M

Top Sellers

1
Walleye Capital
1
Walleye Capital
New York
$254K
2
Millennium Management
2
Millennium Management
New York
$0
3
MWM
3
MGB Wealth Management
Texas
$171K
4
PI
4
PFG Investments
New York
$0
5
AWM
5
Avior Wealth Management
Nebraska
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$40.4M 2,581,005 +109,208 +4%
GC
2
Guggenheim Capital
Illinois
$14.9M 950,000 – –
Bank of America
3
Bank of America
North Carolina
$14.4M 920,711 +305,677 +50%
AAM
4
Advisors Asset Management
Colorado
$12.5M 799,036 +90,126 +13%
Baird Financial Group
5
Baird Financial Group
Wisconsin
$12.2M 781,143 +15,019 +2%
Pathstone Holdings
6
Pathstone Holdings
New Jersey
$12.1M 770,869 +112,700 +17%
Cohen & Steers
7
Cohen & Steers
New York
$11.6M 741,149 +5,000 +0.7%
Raymond James Financial
8
Raymond James Financial
Florida
$10.2M 650,002 +57,434 +10%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$8.06M 515,370 -2,530 -0.5%
Wells Fargo
10
Wells Fargo
California
$4M 255,921 +5,023 +2%
Kovitz Investment Group Partners
11
Kovitz Investment Group Partners
Illinois
$2.9M 185,191 -10,595 -5%
CA
12
Corrado Advisors
New Jersey
$2.61M 167,183 +4,959 +3%
KAS
13
Kestra Advisory Services
Texas
$1.5M 96,208 +59 +0.1%
OC
14
Oppenheimer & Co
New York
$1.42M 90,955 +2,835 +3%
SPIA
15
Steward Partners Investment Advisory
New York
$1.19M 75,835 +45,146 +147%
Stifel Financial
16
Stifel Financial
Missouri
$1.03M 65,580 +4,813 +8%
Invesco
17
Invesco
Georgia
$944K 60,389 +12,872 +27%
UBS Group
18
UBS Group
Switzerland
$919K 58,755 +12,334 +27%
Osaic Holdings
19
Osaic Holdings
Arizona
$810K 54,471 +2,199 +4%
GSEP
20
Golden State Equity Partners
California
$621K 39,724 +39,724 New
JWCA
21
J.W. Cole Advisors
Florida
$601K 38,406 +11,515 +43%
Envestnet Asset Management
22
Envestnet Asset Management
Illinois
$508K 32,501 +3,900 +14%
ACP
23
Aviance Capital Partners
Florida
$450K 28,793 +4,359 +18%
HighTower Advisors
24
HighTower Advisors
Illinois
$448K 28,645 +4,547 +19%
CIA
25
Concurrent Investment Advisors
Florida
$437K 27,942 +1,333 +5%
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