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GUG

Guggenheim Active Allocation Fund

44 hedge funds and large institutions have $161M invested in Guggenheim Active Allocation Fund in 2026 Q1 according to their latest regulatory filings, with 4 funds opening new positions, 20 increasing their positions, 12 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

67% more repeat investments, than reductions

Existing positions increased: 20 | Existing positions reduced: 12

0.69% less ownership

Funds ownership: 32.73%32.04% (-0.69%)

3% less capital invested

Capital invested by funds: $165M → $161M (-$4.41M)

17% less funds holding

Funds holding: 5344 (-9)

67% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 12

Holders
44
Holders Change
-9
Holders Change %
-16.98%
% of All Funds
0.54%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
20
Reduced
12
Closed
12
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$43.2M +$884K +56,455 +2%
GC
2
Guggenheim Capital
Illinois
$14.5M
Bank of America
3
Bank of America
North Carolina
$13.9M +$469K +29,929 +3%
Pathstone Holdings
4
Pathstone Holdings
New Jersey
$13.5M -$1.36M -87,055 -9%
Cohen & Steers
5
Cohen & Steers
New York
$12.9M +$1.57M +100,000 +13%
AAM
6
Advisors Asset Management
Colorado
$12.2M -$495K -31,597 -4%
Baird Financial Group
7
Baird Financial Group
Wisconsin
$11.1M +$349K +22,262 +3%
Raymond James Financial
8
Raymond James Financial
Florida
$10.8M +$953K +60,822 +9%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$7.61M +$240K +15,296 +3%
Wells Fargo
10
Wells Fargo
California
$4.51M +$315K +20,098 +7%
SPIA
11
Steward Partners Investment Advisory
New York
$2.28M +$200K +12,741 +9%
CEFA
12
Closed-End Fund Advisors
Virginia
$1.62M -$58.1K -3,708 -3%
Invesco
13
Invesco
Georgia
$1.29M +$103K +6,600 +8%
Focus Partners Wealth
14
Focus Partners Wealth
Massachusetts
$1.15M -$1.05M -66,994 -47%
OC
15
Oppenheimer & Co
New York
$1.02M -$63.7K -4,068 -6%
GSEP
16
Golden State Equity Partners
California
$739K +$13.8K +883 +2%
Stifel Financial
17
Stifel Financial
Missouri
$732K -$2.43K -155 -0.3%
Cetera Investment Advisers
18
Cetera Investment Advisers
Illinois
$665K +$256K +16,361 +60%
Envestnet Asset Management
19
Envestnet Asset Management
Illinois
$621K +$146K +9,288 +30%
Osaic Holdings
20
Osaic Holdings
Arizona
$605K -$91.2K -5,818 -13%
LPL Financial
21
LPL Financial
California
$592K +$193K +12,344 +46%
CIA
22
Concurrent Investment Advisors
Florida
$585K +$30.5K +1,944 +5%
WIA
23
World Investment Advisors
California
$495K +$24.5K +1,562 +5%
JSW
24
Journey Strategic Wealth
New Jersey
$486K +$62.7K +4,000 +14%
ACP
25
Aviance Capital Partners
Florida
$482K +$736 +47 +0.1%

GUG Hedge Fund Activity: Q1 2026 in Review

44 of the 8,126 institutional investors tracked by Wall St. Rank reported a position in Guggenheim Active Allocation Fund (GUG) for Q1 2026, worth a combined $161M — down 2.7% from $165M a quarter earlier.

Sellers outnumbered buyers: 12 funds closed out of GUG and 4 opened new positions — a net loss of 8 holders — while 12 trimmed existing stakes and 20 added.

The largest buyer was Cohen & Steers, adding an estimated $1.57M. The largest seller was Corrado Advisors, exiting entirely with an estimated $2.76M sold.

  • 44 institutional investors held Guggenheim Active Allocation Fund (GUG) as of Q1 2026, down from 53 in Q4 2025.
  • Funds reported $161M of Guggenheim Active Allocation Fund stock for Q1 2026, down 2.7% quarter-over-quarter.
  • 4 funds opened new Guggenheim Active Allocation Fund positions in Q1 2026 and 12 closed out, a net change of -8 holders.
  • The largest Guggenheim Active Allocation Fund buyer in Q1 2026 was Cohen & Steers, an estimated $1.57M added.
  • The largest Guggenheim Active Allocation Fund seller in Q1 2026 was Corrado Advisors, an estimated $2.76M sold.

Based on aggregated 13F filings for Q1 2026.