Advisors Asset Management’s Guggenheim Active Allocation Fund GUG Stock Holding History

Advisors Asset Management’s Portfolio GUG Stock Details GUG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$12.2M	Sell	804,347 -31,597	-4%	-$495K	0.2%	102
2025 Q4	$12.8M	Sell	835,944 -59,044	-7%	-$918K	0.22%	88
2025 Q3	$14M	Buy	894,988 +95,952	+12%	+$1.5M	0.24%	72
2025 Q2	$12.5M	Buy	799,036 +90,126	+13%	+$1.35M	0.22%	87
2025 Q1	$10.7M	Buy	708,910 +113,795	+19%	+$1.75M	0.2%	107
2024 Q4	$8.85M	Buy	595,115 +108,044	+22%	+$1.69M	0.16%	140
2024 Q3	$8.06M	Buy	487,071 +104,264	+27%	+$1.64M	0.15%	169
2024 Q2	$5.72M	Buy	382,807 +111,982	+41%	+$1.65M	0.11%	233
2024 Q1	$3.98M	Buy	270,825 +101,817	+60%	+$1.48M	0.08%	331
2023 Q4	$2.48M	Buy	169,008 +92,895	+122%	+$1.27M	0.05%	457
2023 Q3	$1.03M	Buy	76,113 +32,108	+73%	+$450K	0.02%	712
2023 Q2	$632K	Buy	44,005 +7,368	+20%	+$103K	0.01%	876
2023 Q1	$514K	Buy	36,637 +36,424	+17,100%	+$519K	0.01%	929
2022 Q4	$2.87K	Buy	+213	New	+$2.93K	﹤0.01%	1473

Other funds holding GUG

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Pathstone Holdings Englewood, New Jersey $25.1B AUM 22.95% 1-Year Est. Return

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

Baird Financial Group Milwaukee, Wisconsin $64B AUM 22.64% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

SPIA

Steward Partners Investment Advisory New York $19.6B AUM 22.89% 1-Year Est. Return

Advisors Asset Management's GUG Position: Q1 2026 in Review

Advisors Asset Management reduced its Guggenheim Active Allocation Fund (GUG) stake by 3.8% in Q1 2026, selling an estimated $495K and leaving 804,347 shares worth $12.2M. The position accounts for 0.2% of the portfolio, ranked #102.

Advisors Asset Management first reported a position in GUG in Q4 2022 and has held it in 14 quarters since. The position peaked at $14M in Q3 2025. 44 funds tracked by Wall St. Rank hold GUG as of Q1 2026.

Advisors Asset Management held 804,347 shares of Guggenheim Active Allocation Fund worth $12.2M as of Q1 2026.
Advisors Asset Management sold 31,597 Guggenheim Active Allocation Fund shares in Q1 2026, an estimated $495K.
Guggenheim Active Allocation Fund made up 0.2% of Advisors Asset Management's portfolio in Q1 2026, its #102 holding.
Advisors Asset Management first reported a position in Guggenheim Active Allocation Fund in Q4 2022 and has held it in 14 quarters since.
Advisors Asset Management's Guggenheim Active Allocation Fund position peaked at $14M in Q3 2025.
44 funds tracked by Wall St. Rank held Guggenheim Active Allocation Fund as of Q1 2026.

Based on Advisors Asset Management's 13F filing for Q1 2026, filed 15 May 2026.