AAM
GUG

Advisors Asset Management’s Guggenheim Active Allocation Fund GUG Stock Holding History

Advisors Asset Management’s Portfolio GUG Stock Details GUG Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q2 		$12.8M Sell
801,539
-2,808
-0.3% -$44.4K 0.2% 119
2026
Q1 		$12.2M Sell
804,347
-32,482
-4% -$509K 0.2% 102
2025
Q4 		$12.8M Sell
836,829
-59,044
-7% -$918K 0.22% 87
2025
Q3 		$14M Buy
895,873
+95,952
+12% +$1.5M 0.24% 72
2025
Q2 		$12.5M Buy
799,921
+90,126
+13% +$1.35M 0.22% 87
2025
Q1 		$10.7M Buy
709,795
+113,878
+19% +$1.75M 0.2% 107
2024
Q4 		$8.86M Buy
595,917
+108,044
+22% +$1.69M 0.16% 140
2024
Q3 		$8.07M Buy
487,873
+104,264
+27% +$1.64M 0.15% 169
2024
Q2 		$5.73M Buy
383,609
+111,982
+41% +$1.65M 0.11% 231
2024
Q1 		$4M Buy
271,627
+102,619
+61% +$1.5M 0.08% 328
2023
Q4 		$2.48M Buy
169,008
+92,895
+122% +$1.27M 0.05% 458
2023
Q3 		$1.03M Buy
76,113
+32,108
+73% +$450K 0.02% 713
2023
Q2 		$632K Buy
44,005
+7,368
+20% +$103K 0.01% 876
2023
Q1 		$514K Buy
36,637
+36,424
+17,100% +$519K 0.01% 930
2022
Q4 		$2.87K Buy
+213
New +$2.93K ﹤0.01% 1473

Other funds holding GUG

Morgan Stanley
Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $15.9B AUM 53.4% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $63.2B AUM 17.15% 1-Year Est. Return
AW
Atlas Wealth Cincinnati, Ohio $701M AUM 15.28% 1-Year Est. Return
Raymond James Financial
Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return
Baird Financial Group
Baird Financial Group Milwaukee, Wisconsin $72.7B AUM 26.4% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return
Pathstone Holdings
Pathstone Holdings Englewood, New Jersey $34.3B AUM 27.35% 1-Year Est. Return

Advisors Asset Management's GUG Position: Q2 2026 in Review

Advisors Asset Management reduced its Guggenheim Active Allocation Fund (GUG) stake by 0.35% in Q2 2026, selling an estimated $44.4K and leaving 801,539 shares worth $12.8M. The position accounts for 0.2% of the portfolio, ranked #119.

Advisors Asset Management first reported a position in GUG in Q4 2022 and has held it in 15 quarters since. The position peaked at $14M in Q3 2025. 46 funds tracked by Wall St. Rank hold GUG as of Q2 2026.

  • Advisors Asset Management held 801,539 shares of Guggenheim Active Allocation Fund worth $12.8M as of Q2 2026.
  • Advisors Asset Management sold 2,808 Guggenheim Active Allocation Fund shares in Q2 2026, an estimated $44.4K.
  • Guggenheim Active Allocation Fund made up 0.2% of Advisors Asset Management's portfolio in Q2 2026, its #119 holding.
  • Advisors Asset Management first reported a position in Guggenheim Active Allocation Fund in Q4 2022 and has held it in 15 quarters since.
  • Advisors Asset Management's Guggenheim Active Allocation Fund position peaked at $14M in Q3 2025.
  • 46 funds tracked by Wall St. Rank held Guggenheim Active Allocation Fund as of Q2 2026.

Based on Advisors Asset Management's 13F filing for Q2 2026, filed 14 Aug 2026.