Guggenheim Capital’s Guggenheim Active Allocation Fund GUG Stock Holding History

Guggenheim Capital’s Portfolio GUG Stock Details GUG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$14.5M	Hold	950,000	–	–	0.11%	196
2025 Q4	$14.6M	Hold	950,000	–	–	0.1%	196
2025 Q3	$14.8M	Hold	950,000	–	–	0.11%	190
2025 Q2	$14.9M	Hold	950,000	–	–	0.12%	174
2025 Q1	$14.3M	Hold	950,000	–	–	0.13%	164
2024 Q4	$14.1M	Hold	950,000	–	–	0.11%	176
2024 Q3	$15.7M	Hold	950,000	–	–	0.11%	184
2024 Q2	$14.2M	Hold	950,000	–	–	0.1%	213
2024 Q1	$14M	Hold	950,000	–	–	0.1%	209
2023 Q4	$13.9M	Hold	950,000	–	–	0.11%	206
2023 Q3	$12.8M	Buy	950,000 +315,167	+50%	+$4.42M	0.11%	202
2023 Q2	$9.12M	Buy	634,833 +319,153	+101%	+$4.45M	0.07%	323
2023 Q1	$4.43M	Hold	315,680	–	–	0.04%	563
2022 Q4	$4.25M	Buy	+315,680	New	+$4.34M	0.04%	585

Other funds holding GUG

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Pathstone Holdings Englewood, New Jersey $25.1B AUM 22.95% 1-Year Est. Return

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Baird Financial Group Milwaukee, Wisconsin $64B AUM 22.64% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

SPIA

Steward Partners Investment Advisory New York $19.6B AUM 22.89% 1-Year Est. Return

Guggenheim Capital's GUG Position: Q1 2026 in Review

Guggenheim Capital held its Guggenheim Active Allocation Fund (GUG) position steady in Q1 2026 at 950,000 shares worth $14.5M. The position accounts for 0.11% of the portfolio, ranked #196.

Guggenheim Capital first reported a position in GUG in Q4 2022 and has held it in 14 quarters since. The position peaked at $15.7M in Q3 2024. 44 funds tracked by Wall St. Rank hold GUG as of Q1 2026.

Guggenheim Capital held 950,000 shares of Guggenheim Active Allocation Fund worth $14.5M as of Q1 2026.
Guggenheim Capital left its Guggenheim Active Allocation Fund share count unchanged in Q1 2026.
Guggenheim Active Allocation Fund made up 0.11% of Guggenheim Capital's portfolio in Q1 2026, its #196 holding.
Guggenheim Capital first reported a position in Guggenheim Active Allocation Fund in Q4 2022 and has held it in 14 quarters since.
Guggenheim Capital's Guggenheim Active Allocation Fund position peaked at $15.7M in Q3 2024.
44 funds tracked by Wall St. Rank held Guggenheim Active Allocation Fund as of Q1 2026.

Based on Guggenheim Capital's 13F filing for Q1 2026, filed 15 May 2026.