Guggenheim Active Allocation Fund
GUG
41 hedge funds and large institutions have $114M invested in Guggenheim Active Allocation Fund in 2023 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 20 increasing their positions, 8 reducing their positions, and 3 closing their positions.
150% more repeat investments, than reductions
Existing positions increased: 20 | Existing positions reduced: 8
133% more first-time investments, than exits
New positions opened: 7 | Existing positions closed: 3
11% more funds holding
Funds holding: 37 → 41 (+4)
0.32% less ownership
Funds ownership: 26.03% → 25.71% (-0.32%)
9% less capital inflows, than outflows
Capital inflows: $16.2M | Capital outflows: $17.8M
100% less funds holding in top 10
Funds holding in top 10: 1 → 0 (-1)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Guggenheim Capital
Chicago,
Illinois
|
+$4.42M |
| 2 |
Saba Capital Management
New York
|
+$3.3M |
| 3 |
Meteora Capital
Boca Raton,
Florida
|
+$1.4M |
| 4 |
Osaic Holdings
Scottsdale,
Arizona
|
+$1.09M |
| 5 |
Boothbay Fund Management
New York
|
+$1.08M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Nordwand Advisors
Radnor,
Pennsylvania
|
-$8.12M |
| 2 |
Rivernorth Capital Management
West Palm Beach,
Florida
|
-$6.96M |
| 3 |
Logan Stone Capital
Chicago,
Illinois
|
-$1.4M |
| 4 |
Relative Value Partners Group
|
-$493K |
| 5 |
HighTower Advisors
Chicago,
Illinois
|
-$270K |
GUG Hedge Fund Activity: Q3 2023 in Review
41 of the 6,316 institutional investors tracked by Wall St. Rank reported a position in Guggenheim Active Allocation Fund (GUG) for Q3 2023, worth a combined $114M — down 7.1% from $122M a quarter earlier.
Buyers outnumbered sellers: 7 funds opened new GUG positions and 3 closed out — a net gain of 4 holders — while 20 added to existing stakes and 8 trimmed.
The largest buyer was Guggenheim Capital, adding an estimated $4.42M. The largest seller was Nordwand Advisors, cutting an estimated $8.12M.
- 41 institutional investors held Guggenheim Active Allocation Fund (GUG) as of Q3 2023, up from 37 in Q2 2023.
- Funds reported $114M of Guggenheim Active Allocation Fund stock for Q3 2023, down 7.1% quarter-over-quarter.
- 7 funds opened new Guggenheim Active Allocation Fund positions in Q3 2023 and 3 closed out, a net change of +4 holders.
- The largest Guggenheim Active Allocation Fund buyer in Q3 2023 was Guggenheim Capital, an estimated $4.42M added.
- The largest Guggenheim Active Allocation Fund seller in Q3 2023 was Nordwand Advisors, an estimated $8.12M sold.
Based on aggregated 13F filings for Q3 2023.