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GUG

Guggenheim Active Allocation Fund

22 hedge funds and large institutions have $69.7M invested in Guggenheim Active Allocation Fund in 2022 Q2 according to their latest regulatory filings, with 10 funds opening new positions, 11 increasing their positions, 1 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

1,000% more repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 1

400% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 2

57% more funds holding

Funds holding: 1422 (+8)

21% more capital invested

Capital invested by funds: $57.7M → $69.7M (+$12M)

4.76% more ownership

Funds ownership: 10.28%15.05% (+4.8%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

Holders
22
Holders Change
+8
Holders Change %
+57.14%
% of All Funds
0.37%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
10
Increased
11
Reduced
1
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$35.7M +$1.24M +79,778 +3%
RCM
2
Rivernorth Capital Management
Florida
$11M +$10.5M +675,970 +693%
Bank of America
3
Bank of America
North Carolina
$8.62M +$5.42M +349,166 +135%
Cohen & Steers
4
Cohen & Steers
New York
$4.16M +$2.53M +162,994 +125%
CA
5
Corrado Advisors
New Jersey
$3.33M +$67.7K +4,361 +2%
AC
6
Almitas Capital
California
$1.47M +$1.61M +103,464 New
USCWA
7
U.S. Capital Wealth Advisors
Texas
$1.28M +$502K +32,300 +56%
OC
8
Oppenheimer & Co
New York
$966K +$186K +12,000 +21%
Wells Fargo
9
Wells Fargo
California
$919K +$125K +8,018 +14%
H6H
10
Hightower 6M Holding
Kansas
$613K +$671K +43,178 New
UBS Group
11
UBS Group
Switzerland
$279K +$297K +19,123 +3,274%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$240K +$131K +8,466 +100%
DC
13
Davenport & Co
Virginia
$235K +$257K +16,559 New
IA
14
IFG Advisory
Georgia
$213K +$233K +15,000 New
BRWA
15
B. Riley Wealth Advisors
Florida
$187K -$16.3K -1,050 -7%
Stifel Financial
16
Stifel Financial
Missouri
$162K +$2.1K +135 +1%
EH
17
Equitable Holdings
New York
$145K +$158K +10,185 New
AWA
18
Arete Wealth Advisors
Illinois
$142K +$155K +10,000 New
HI
19
Harbour Investments
Wisconsin
$21K +$23.3K +1,500 New
BBPWM
20
Blue Bell Private Wealth Management
Pennsylvania
$14K +$15.5K +1,000 New
Bessemer Group
21
Bessemer Group
New Jersey
$11K +$11.8K +762 New
BRWM
22
B. Riley Wealth Management
Tennessee
$304 +$332K +21,374 New
Walleye Capital
23
Walleye Capital
New York
-$184K -10,737 Closed
Rockefeller Capital Management
24
Rockefeller Capital Management
New York
-$68K -4,000 Closed

GUG Hedge Fund Activity: Q2 2022 in Review

22 of the 5,937 institutional investors tracked by Wall St. Rank reported a position in Guggenheim Active Allocation Fund (GUG) for Q2 2022, worth a combined $69.7M — up 21% from $57.7M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new GUG positions and 2 closed out — a net gain of 8 holders — while 11 added to existing stakes and 1 trimmed.

The largest buyer was Rivernorth Capital Management, adding an estimated $10.5M. The largest seller was Walleye Capital, exiting entirely with an estimated $184K sold.

  • 22 institutional investors held Guggenheim Active Allocation Fund (GUG) as of Q2 2022, up from 14 in Q1 2022.
  • Funds reported $69.7M of Guggenheim Active Allocation Fund stock for Q2 2022, up 21% quarter-over-quarter.
  • 10 funds opened new Guggenheim Active Allocation Fund positions in Q2 2022 and 2 closed out, a net change of +8 holders.
  • The largest Guggenheim Active Allocation Fund buyer in Q2 2022 was Rivernorth Capital Management, an estimated $10.5M added.
  • The largest Guggenheim Active Allocation Fund seller in Q2 2022 was Walleye Capital, an estimated $184K sold.

Based on aggregated 13F filings for Q2 2022.