GUG

Guggenheim Active Allocation Fund
GUG

Overview Fund Activity

22 hedge funds and large institutions have $69.7M invested in Guggenheim Active Allocation Fund in 2022 Q2 according to their latest regulatory filings, with 10 funds opening new positions, 11 increasing their positions, 1 reducing their positions, and 2 closing their positions.

Holders
22
Holders Change
+8
Holders Change %
+57.14%
% of All Funds
0.37%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
10
Increased
11
Reduced
1
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RCM
1
Rivernorth Capital Management
Florida
$11M
2
Bank of America
2
Bank of America
North Carolina
$8.62M
3
Cohen & Steers
3
Cohen & Steers
New York
$4.16M
4
AC
4
Almitas Capital
California
$1.47M
5
Morgan Stanley
5
Morgan Stanley
New York
$35.7M

Top Sellers

1
Walleye Capital
1
Walleye Capital
New York
$0
2
Rockefeller Capital Management
2
Rockefeller Capital Management
New York
$0
3
BRWA
3
B. Riley Wealth Advisors
Florida
$187K
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$35.7M 2,512,389 +79,778 +3%
RCM
2
Rivernorth Capital Management
Florida
$11M 773,521 +675,970 +693%
Bank of America
3
Bank of America
North Carolina
$8.62M 607,018 +349,166 +135%
Cohen & Steers
4
Cohen & Steers
New York
$4.16M 293,194 +162,994 +125%
CA
5
Corrado Advisors
New Jersey
$3.33M 234,709 +4,361 +2%
AC
6
Almitas Capital
California
$1.47M 103,464 +103,464 New
USCWA
7
U.S. Capital Wealth Advisors
Texas
$1.28M 90,032 +32,300 +56%
OC
8
Oppenheimer & Co
New York
$966K 68,000 +12,000 +21%
Wells Fargo
9
Wells Fargo
California
$919K 64,744 +8,018 +14%
H6H
10
Hightower 6M Holding
Kansas
$613K 43,178 +43,178 New
UBS Group
11
UBS Group
Switzerland
$279K 19,707 +19,123 +3,274%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$240K 16,891 +8,466 +100%
DC
13
Davenport & Co
Virginia
$235K 16,559 +16,559 New
IA
14
IFG Advisory
Georgia
$213K 15,000 +15,000 New
BRWA
15
B. Riley Wealth Advisors
Florida
$187K 13,120 -1,050 -7%
Stifel Financial
16
Stifel Financial
Missouri
$162K 11,416 +135 +1%
EH
17
Equitable Holdings
New York
$145K 10,185 +10,185 New
AWA
18
Arete Wealth Advisors
Illinois
$142K 10,000 +10,000 New
HI
19
Harbour Investments
Wisconsin
$21K 1,500 +1,500 New
BBPWM
20
Blue Bell Private Wealth Management
Pennsylvania
$14K 1,000 +1,000 New
Bessemer Group
21
Bessemer Group
New Jersey
$11K 762 +762 New
BRWM
22
B. Riley Wealth Management
Tennessee
$304 21,374 +21,374 New
Walleye Capital
23
Walleye Capital
New York
– – -10,737 Closed
Rockefeller Capital Management
24
Rockefeller Capital Management
New York
– – -4,000 Closed
CFGS
25
Concourse Financial Group Securities
Alabama
– – – –