Rivernorth Capital Management’s Guggenheim Active Allocation Fund GUG Stock Holding History

Rivernorth Capital Management’s Portfolio GUG Stock Details GUG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q3	–	Sell	-487,592	Closed	-$6.96M	–	553
2023 Q2	$6.96M	Sell	487,592 -313,139	-39%	-$4.37M	0.35%	67
2023 Q1	$11M	Buy	800,731 +57,633	+8%	+$821K	0.53%	44
2022 Q4	$9.99M	Buy	743,098 +130,060	+21%	+$1.79M	0.45%	52
2022 Q3	$7.87M	Sell	613,038 -160,483	-21%	-$2.36M	0.35%	64
2022 Q2	$11M	Buy	773,521 +675,970	+693%	+$10.5M	0.45%	52
2022 Q1	$1.69M	Buy	+97,551	New	+$1.78M	0.06%	272

Other funds holding GUG

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

SCM

Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

PCM

Penserra Capital Management Orinda, California $8.52B AUM 37.76% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

RVPG

Relative Value Partners Group $772M AUM 15.6% 1-Year Est. Return

Baird Financial Group Milwaukee, Wisconsin $64B AUM 22.64% 1-Year Est. Return

Corrado Advisors Ramsey, New Jersey $217M AUM 26.96% 1-Year Est. Return

Rivernorth Capital Management's GUG Position: Q3 2023 in Review

Rivernorth Capital Management sold out of Guggenheim Active Allocation Fund (GUG) in Q3 2023, closing a stake of 487,592 shares — an estimated $6.96M sold.

Rivernorth Capital Management first reported a position in GUG in Q1 2022 and held it in 6 quarters. The position peaked at $11M in Q1 2023. 41 funds tracked by Wall St. Rank hold GUG as of Q3 2023.

Rivernorth Capital Management reported no remaining Guggenheim Active Allocation Fund position as of Q3 2023 after selling out during the quarter.
Rivernorth Capital Management sold 487,592 Guggenheim Active Allocation Fund shares in Q3 2023, an estimated $6.96M.
Rivernorth Capital Management first reported a position in Guggenheim Active Allocation Fund in Q1 2022 and held it in 6 quarters.
Rivernorth Capital Management's Guggenheim Active Allocation Fund position peaked at $11M in Q1 2023.
41 funds tracked by Wall St. Rank held Guggenheim Active Allocation Fund as of Q3 2023.

Based on Rivernorth Capital Management's 13F filing for Q3 2023, filed 14 Nov 2023.