GUG

Guggenheim Active Allocation Fund
GUG

Overview Fund Activity

30 hedge funds and large institutions have $71.5M invested in Guggenheim Active Allocation Fund in 2022 Q3 according to their latest regulatory filings, with 10 funds opening new positions, 9 increasing their positions, 7 reducing their positions, and 1 closing their positions.

Holders
30
Holders Change
+8
Holders Change %
+36.36%
% of All Funds
0.52%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
10
Increased
9
Reduced
7
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
PCM
1
Penserra Capital Management
California
$5.11M
2
Cohen & Steers
2
Cohen & Steers
New York
$6.06M
3
Bank of America
3
Bank of America
North Carolina
$9.47M
4
RVPG
4
Relative Value Partners Group
$926K
5
Wells Fargo
5
Wells Fargo
California
$1.44M

Top Sellers

1
RCM
1
Rivernorth Capital Management
Florida
$7.87M
2
AC
2
Almitas Capital
California
$0
3
Morgan Stanley
3
Morgan Stanley
New York
$31.4M
4
UBS Group
4
UBS Group
Switzerland
$48K
5
H6H
5
Hightower 6M Holding
Kansas
$445K
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$31.4M 2,438,105 -74,284 -3%
Bank of America
2
Bank of America
North Carolina
$9.47M 734,710 +127,692 +21%
RCM
3
Rivernorth Capital Management
Florida
$7.87M 613,038 -160,483 -21%
Cohen & Steers
4
Cohen & Steers
New York
$6.06M 470,044 +176,850 +60%
PCM
5
Penserra Capital Management
California
$5.11M 396,732 +396,732 New
CA
6
Corrado Advisors
New Jersey
$2.92M 226,182 -8,527 -4%
USCWA
7
U.S. Capital Wealth Advisors
Texas
$1.65M 128,147 +38,115 +42%
Wells Fargo
8
Wells Fargo
California
$1.44M 112,001 +47,257 +73%
RVPG
9
Relative Value Partners Group
$926K 71,857 +71,857 New
OC
10
Oppenheimer & Co
New York
$877K 68,000 – –
SCM
11
Saba Capital Management
New York
$595K 46,189 +46,189 New
Millennium Management
12
Millennium Management
New York
$589K 45,666 +45,666 New
H6H
13
Hightower 6M Holding
Kansas
$445K 34,544 -8,634 -20%
BRWA
14
B. Riley Wealth Advisors
Florida
$411K 31,823 +18,703 +143%
DC
15
Davenport & Co
Virginia
$232K 18,023 +1,464 +9%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$200K 15,502 -1,389 -8%
IA
17
IFG Advisory
Georgia
$193K 15,000 – –
Stifel Financial
18
Stifel Financial
Missouri
$148K 11,473 +57 +0.5%
JSW
19
Journey Strategic Wealth
New Jersey
$143K 11,068 +11,068 New
AWA
20
Arete Wealth Advisors
Illinois
$132K 10,248 +248 +2%
EH
21
Equitable Holdings
New York
$131K 10,185 – –
Jane Street
22
Jane Street
New York
$131K 10,139 +10,139 New
PCG
23
Prosperity Consulting Group
Maryland
$129K 10,000 +10,000 New
Rockefeller Capital Management
24
Rockefeller Capital Management
New York
$96K 7,500 +7,500 New
Osaic Holdings
25
Osaic Holdings
Arizona
$57K 4,420 +4,420 New
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