GUG

Guggenheim Active Allocation Fund
GUG

Overview Fund Activity

51 hedge funds and large institutions have $126M invested in Guggenheim Active Allocation Fund in 2024 Q2 according to their latest regulatory filings, with 8 funds opening new positions, 24 increasing their positions, 11 reducing their positions, and 7 closing their positions.

Holders
51
Holders Change
+1
Holders Change %
+2%
% of All Funds
0.74%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.01%
New
8
Increased
24
Reduced
11
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
AW
1
Atlas Wealth
Ohio
$4.41M
2
Baird Financial Group
2
Baird Financial Group
Wisconsin
$9.92M
3
Morgan Stanley
3
Morgan Stanley
New York
$30.9M
4
AAM
4
Advisors Asset Management
Colorado
$5.72M
5
Pathstone Holdings
5
Pathstone Holdings
New Jersey
$3.87M

Top Sellers

1
RVPG
1
Relative Value Partners Group
$0
2
Bank of America
2
Bank of America
North Carolina
$10M
3
SCM
3
Saba Capital Management
New York
$0
4
LCM
4
Landscape Capital Management
New Jersey
$0
5
USCWA
5
U.S. Capital Wealth Advisors
Texas
$1.09M
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$30.9M 2,070,466 +113,051 +6%
GC
2
Guggenheim Capital
Illinois
$14.2M 950,000 – –
Cohen & Steers
3
Cohen & Steers
New York
$14.1M 944,251 +8,000 +0.9%
Bank of America
4
Bank of America
North Carolina
$10M 670,847 -215,281 -24%
Baird Financial Group
5
Baird Financial Group
Wisconsin
$9.92M 664,668 +121,408 +22%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$7.48M 501,253 +6,253 +1%
AAM
7
Advisors Asset Management
Colorado
$5.72M 382,807 +111,982 +41%
AW
8
Atlas Wealth
Ohio
$4.41M 291,278 +291,278 New
Wells Fargo
9
Wells Fargo
California
$4.13M 276,380 +13,475 +5%
Pathstone Holdings
10
Pathstone Holdings
New Jersey
$3.87M 259,056 +61,745 +31%
CA
11
Corrado Advisors
New Jersey
$2.62M 175,443 -3,396 -2%
RJA
12
Raymond James & Associates
Florida
$2.52M 168,783 +19,297 +13%
RJFSA
13
Raymond James Financial Services Advisors
Florida
$1.92M 128,455 +42,947 +50%
BRWA
14
B. Riley Wealth Advisors
Florida
$1.65M 110,723 +5,393 +5%
OC
15
Oppenheimer & Co
New York
$1.29M 86,575 – –
1CP
16
1607 Capital Partners
Virginia
$1.19M 80,004 -10,438 -12%
USCWA
17
U.S. Capital Wealth Advisors
Texas
$1.09M 72,702 -21,758 -23%
JSW
18
Journey Strategic Wealth
New Jersey
$1.02M 68,092 +24,800 +57%
Osaic Holdings
19
Osaic Holdings
Arizona
$952K 63,779 -907 -1%
Stifel Financial
20
Stifel Financial
Missouri
$700K 46,897 +2,942 +7%
JWCA
21
J.W. Cole Advisors
Florida
$642K 43,018 +2,523 +6%
HighTower Advisors
22
HighTower Advisors
Illinois
$535K 36,004 -285 -0.8%
PI
23
PFG Investments
New York
$476K 31,850 +31,850 New
Corient Private Wealth
24
Corient Private Wealth
Florida
$396K 26,514 +2,030 +8%
DC
25
Davenport & Co
Virginia
$354K 23,700 – –
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