U.S. Capital Wealth Advisors’s Guggenheim Active Allocation Fund GUG Stock Holding History

U.S. Capital Wealth Advisors’s Portfolio GUG Stock Details GUG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	–	Sell	-11,802	Closed	-$181K	–	1042
2025 Q4	$181K	Sell	11,802 -2,600	-18%	-$40.4K	﹤0.01%	945
2025 Q3	$225K	Sell	14,402 -12,400	-46%	-$194K	0.01%	864
2025 Q2	$419K	Hold	26,802	–	–	0.01%	639
2025 Q1	$404K	Hold	26,802	–	–	0.01%	628
2024 Q4	$399K	Hold	26,802	–	–	0.01%	613
2024 Q3	$444K	Sell	26,802 -45,900	-63%	-$722K	0.02%	508
2024 Q2	$1.09M	Sell	72,702 -21,758	-23%	-$320K	0.04%	332
2024 Q1	$1.39M	Sell	94,460 -27,607	-23%	-$402K	0.05%	286
2023 Q4	$1.79M	Sell	122,067 -3,600	-3%	-$49.1K	0.07%	254
2023 Q3	$1.7M	Hold	125,667	–	–	0.08%	232
2023 Q2	$1.8M	Buy	125,667 +6,200	+5%	+$86.5K	0.09%	229
2023 Q1	$1.68M	Sell	119,467 -1,950	-2%	-$27.8K	0.08%	233
2022 Q4	$1.63M	Sell	121,417 -6,730	-5%	-$92.6K	0.08%	242
2022 Q3	$1.65M	Buy	128,147 +38,115	+42%	+$562K	0.08%	226
2022 Q2	$1.28M	Buy	90,032 +32,300	+56%	+$502K	0.06%	306
2022 Q1	$989K	Buy	+57,732	New	+$1.05M	0.04%	396

Other funds holding GUG

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Pathstone Holdings Englewood, New Jersey $25.1B AUM 22.95% 1-Year Est. Return

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Baird Financial Group Milwaukee, Wisconsin $64B AUM 22.64% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

U.S. Capital Wealth Advisors's GUG Position: Q1 2026 in Review

U.S. Capital Wealth Advisors sold out of Guggenheim Active Allocation Fund (GUG) in Q1 2026, closing a stake of 11,802 shares — an estimated $181K sold.

U.S. Capital Wealth Advisors first reported a position in GUG in Q1 2022 and held it in 16 quarters. The position peaked at $1.8M in Q2 2023. 44 funds tracked by Wall St. Rank hold GUG as of Q1 2026.

U.S. Capital Wealth Advisors reported no remaining Guggenheim Active Allocation Fund position as of Q1 2026 after selling out during the quarter.
U.S. Capital Wealth Advisors sold 11,802 Guggenheim Active Allocation Fund shares in Q1 2026, an estimated $181K.
U.S. Capital Wealth Advisors first reported a position in Guggenheim Active Allocation Fund in Q1 2022 and held it in 16 quarters.
U.S. Capital Wealth Advisors's Guggenheim Active Allocation Fund position peaked at $1.8M in Q2 2023.
44 funds tracked by Wall St. Rank held Guggenheim Active Allocation Fund as of Q1 2026.

Based on U.S. Capital Wealth Advisors's 13F filing for Q1 2026, filed 7 Apr 2026.