Raymond James Financial’s Guggenheim Active Allocation Fund GUG Stock Holding History

Raymond James Financial’s Portfolio GUG Stock Details GUG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$10.8M	Buy	708,954 +60,822	+9%	+$953K	﹤0.01%	1955
2025 Q4	$9.94M	Sell	648,132 -28,165	-4%	-$438K	﹤0.01%	1972
2025 Q3	$10.6M	Buy	676,297 +26,295	+4%	+$410K	﹤0.01%	1881
2025 Q2	$10.2M	Buy	650,002 +57,434	+10%	+$863K	﹤0.01%	1850
2025 Q1	$8.93M	Buy	592,568 +85,868	+17%	+$1.32M	﹤0.01%	1896
2024 Q4	$7.53M	Buy	+506,700	New	+$7.95M	﹤0.01%	2052

Other funds holding GUG

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Pathstone Holdings Englewood, New Jersey $25.1B AUM 22.95% 1-Year Est. Return

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Baird Financial Group Milwaukee, Wisconsin $64B AUM 22.64% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

SPIA

Steward Partners Investment Advisory New York $19.6B AUM 22.89% 1-Year Est. Return

Raymond James Financial's GUG Position: Q1 2026 in Review

Raymond James Financial increased its Guggenheim Active Allocation Fund (GUG) stake by 9.4% in Q1 2026, buying an estimated $953K and bringing the position to 708,954 shares worth $10.8M. The position accounts for ﹤0.01% of the portfolio, ranked #1955.

Raymond James Financial first reported a position in GUG in Q4 2024 and has held it in 6 quarters since. 44 funds tracked by Wall St. Rank hold GUG as of Q1 2026.

Raymond James Financial held 708,954 shares of Guggenheim Active Allocation Fund worth $10.8M as of Q1 2026.
Raymond James Financial bought 60,822 Guggenheim Active Allocation Fund shares in Q1 2026, an estimated $953K.
Guggenheim Active Allocation Fund made up ﹤0.01% of Raymond James Financial's portfolio in Q1 2026, its #1955 holding.
Raymond James Financial first reported a position in Guggenheim Active Allocation Fund in Q4 2024 and has held it in 6 quarters since.
44 funds tracked by Wall St. Rank held Guggenheim Active Allocation Fund as of Q1 2026.

Based on Raymond James Financial's 13F filing for Q1 2026, filed 14 May 2026.