Bank of America
GUG

Bank of America’s Guggenheim Active Allocation Fund GUG Stock Holding History

Bank of America’s Portfolio GUG Stock Details GUG Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		$13.9M Buy
914,964
+29,929
+3% +$469K ﹤0.01% 2700
2025
Q4 		$13.6M Buy
885,035
+206,836
+30% +$3.22M ﹤0.01% 2609
2025
Q3 		$10.6M Sell
678,199
-242,512
-26% -$3.78M ﹤0.01% 3241
2025
Q2 		$14.4M Buy
920,711
+305,677
+50% +$4.59M ﹤0.01% 2873
2025
Q1 		$9.27M Buy
615,034
+38,598
+7% +$594K ﹤0.01% 3213
2024
Q4 		$8.57M Sell
576,436
-23,385
-4% -$367K ﹤0.01% 3104
2024
Q3 		$9.93M Sell
599,821
-71,026
-11% -$1.12M ﹤0.01% 3072
2024
Q2 		$10M Sell
670,847
-215,281
-24% -$3.16M ﹤0.01% 2948
2024
Q1 		$13M Buy
886,128
+83,950
+10% +$1.22M ﹤0.01% 2699
2023
Q4 		$11.8M Sell
802,178
-183,330
-19% -$2.5M ﹤0.01% 2706
2023
Q3 		$13.3M Buy
985,508
+68,378
+7% +$958K ﹤0.01% 2440
2023
Q2 		$13.2M Sell
917,130
-2,629
-0.3% -$36.7K ﹤0.01% 2439
2023
Q1 		$12.9M Buy
919,759
+79,334
+9% +$1.13M ﹤0.01% 2558
2022
Q4 		$11.3M Buy
840,425
+105,715
+14% +$1.45M ﹤0.01% 2576
2022
Q3 		$9.47M Buy
734,710
+127,692
+21% +$1.88M ﹤0.01% 2677
2022
Q2 		$8.62M Buy
607,018
+349,166
+135% +$5.42M ﹤0.01% 2846
2022
Q1 		$4.42M Buy
257,852
+93,292
+57% +$1.7M ﹤0.01% 3759
2021
Q4 		$3.29M Buy
+164,560
New +$3.3M ﹤0.01% 4063

Other funds holding GUG

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
Pathstone Holdings
Pathstone Holdings Englewood, New Jersey $25.1B AUM 22.95% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
Baird Financial Group
Baird Financial Group Milwaukee, Wisconsin $64B AUM 22.64% 1-Year Est. Return
Raymond James Financial
Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
SPIA
Steward Partners Investment Advisory New York $19.6B AUM 22.89% 1-Year Est. Return

Bank of America's GUG Position: Q1 2026 in Review

Bank of America increased its Guggenheim Active Allocation Fund (GUG) stake by 3.4% in Q1 2026, buying an estimated $469K and bringing the position to 914,964 shares worth $13.9M. The position accounts for ﹤0.01% of the portfolio, ranked #2700.

Bank of America first reported a position in GUG in Q4 2021 and has held it in 18 quarters since. The position peaked at $14.4M in Q2 2025. 44 funds tracked by Wall St. Rank hold GUG as of Q1 2026.

  • Bank of America held 914,964 shares of Guggenheim Active Allocation Fund worth $13.9M as of Q1 2026.
  • Bank of America bought 29,929 Guggenheim Active Allocation Fund shares in Q1 2026, an estimated $469K.
  • Guggenheim Active Allocation Fund made up ﹤0.01% of Bank of America's portfolio in Q1 2026, its #2700 holding.
  • Bank of America first reported a position in Guggenheim Active Allocation Fund in Q4 2021 and has held it in 18 quarters since.
  • Bank of America's Guggenheim Active Allocation Fund position peaked at $14.4M in Q2 2025.
  • 44 funds tracked by Wall St. Rank held Guggenheim Active Allocation Fund as of Q1 2026.

Based on Bank of America's 13F filing for Q1 2026, filed 18 May 2026.