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GUG

Guggenheim Active Allocation Fund

51 hedge funds and large institutions have $163M invested in Guggenheim Active Allocation Fund in 2025 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 20 increasing their positions, 16 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

67% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 3

25% more repeat investments, than reductions

Existing positions increased: 20 | Existing positions reduced: 16

4% more funds holding

Funds holding: 4951 (+2)

1% more capital invested

Capital invested by funds: $161M → $163M (+$1.81M)

0.43% more ownership

Funds ownership: 31.27%31.7% (+0.43%)

Holders
51
Holders Change
+2
Holders Change %
+4.08%
% of All Funds
0.67%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
20
Reduced
16
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$43.3M +$3.08M +197,258 +8%
GC
2
Guggenheim Capital
Illinois
$14.8M
Pathstone Holdings
3
Pathstone Holdings
New Jersey
$14M +$1.98M +126,657 +16%
AAM
4
Advisors Asset Management
Colorado
$14M +$1.5M +95,952 +12%
Cohen & Steers
5
Cohen & Steers
New York
$11.7M +$109K +7,000 +0.9%
Baird Financial Group
6
Baird Financial Group
Wisconsin
$10.8M -$1.39M -88,979 -11%
Bank of America
7
Bank of America
North Carolina
$10.6M -$3.78M -242,512 -26%
Raymond James Financial
8
Raymond James Financial
Florida
$10.6M +$410K +26,295 +4%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$8.29M +$255K +16,318 +3%
Wells Fargo
10
Wells Fargo
California
$4.3M +$310K +19,851 +8%
CA
11
Corrado Advisors
New Jersey
$2.69M +$80.4K +5,152 +3%
Kovitz Investment Group Partners
12
Kovitz Investment Group Partners
Illinois
$2.5M -$389K -24,928 -13%
SPIA
13
Steward Partners Investment Advisory
New York
$1.89M +$704K +45,098 +59%
KAS
14
Kestra Advisory Services
Texas
$1.54M +$35.1K +2,247 +2%
OC
15
Oppenheimer & Co
New York
$1.4M -$22.8K -1,460 -2%
Invesco
16
Invesco
Georgia
$1.16M +$214K +13,708 +23%
Osaic Holdings
17
Osaic Holdings
Arizona
$793K -$31.2K -2,000 -4%
Stifel Financial
18
Stifel Financial
Missouri
$772K -$251K -16,106 -25%
GSEP
19
Golden State Equity Partners
California
$707K +$87.5K +5,606 +14%
JWCA
20
J.W. Cole Advisors
Florida
$615K +$15.5K +993 +3%
CIA
21
Concurrent Investment Advisors
Florida
$566K +$131K +8,365 +30%
ACP
22
Aviance Capital Partners
Florida
$475K +$25.9K +1,659 +6%
WIA
23
World Investment Advisors
California
$470K +$471K +30,156 New
Envestnet Asset Management
24
Envestnet Asset Management
Illinois
$444K -$62.7K -4,018 -12%
JSW
25
Journey Strategic Wealth
New Jersey
$430K

GUG Hedge Fund Activity: Q3 2025 in Review

51 of the 7,621 institutional investors tracked by Wall St. Rank reported a position in Guggenheim Active Allocation Fund (GUG) for Q3 2025, worth a combined $163M — up 1.1% from $161M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new GUG positions and 3 closed out — a net gain of 2 holders — while 20 added to existing stakes and 16 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $3.08M. The largest seller was Bank of America, cutting an estimated $3.78M.

  • 51 institutional investors held Guggenheim Active Allocation Fund (GUG) as of Q3 2025, up from 49 in Q2 2025.
  • Funds reported $163M of Guggenheim Active Allocation Fund stock for Q3 2025, up 1.1% quarter-over-quarter.
  • 5 funds opened new Guggenheim Active Allocation Fund positions in Q3 2025 and 3 closed out, a net change of +2 holders.
  • The largest Guggenheim Active Allocation Fund buyer in Q3 2025 was Morgan Stanley, an estimated $3.08M added.
  • The largest Guggenheim Active Allocation Fund seller in Q3 2025 was Bank of America, an estimated $3.78M sold.

Based on aggregated 13F filings for Q3 2025.