GUG

Guggenheim Active Allocation Fund
GUG

Overview Fund Activity

14 hedge funds and large institutions have $57.7M invested in Guggenheim Active Allocation Fund in 2022 Q1 according to their latest regulatory filings, with 10 funds opening new positions, 4 increasing their positions, reducing their positions, and 1 closing their positions.

Holders
14
Holders Change
+9
Holders Change %
+180%
% of All Funds
0.22%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.02%
New
10
Increased
4
Reduced
–
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$41.7M
2
CA
2
Corrado Advisors
New Jersey
$3.95M
3
Cohen & Steers
3
Cohen & Steers
New York
$2.23M
4
RCM
4
Rivernorth Capital Management
Florida
$1.69M
5
Bank of America
5
Bank of America
North Carolina
$4.42M

Top Sellers

1
MW
1
Marcum Wealth
Ohio
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$41.7M +$24.3M +1,416,187 +139%
Bank of America
2
Bank of America
North Carolina
$4.42M +$1.6M +93,292 +57%
CA
3
Corrado Advisors
New Jersey
$3.95M +$3.95M +230,348 New
Cohen & Steers
4
Cohen & Steers
New York
$2.23M +$2.23M +130,200 New
RCM
5
Rivernorth Capital Management
Florida
$1.69M +$1.69M +97,551 New
USCWA
6
U.S. Capital Wealth Advisors
Texas
$989K +$989K +57,732 New
Wells Fargo
7
Wells Fargo
California
$972K +$629K +36,726 +184%
OC
8
Oppenheimer & Co
New York
$959K +$959K +56,000 New
BRWA
9
B. Riley Wealth Advisors
Florida
$243K +$243K +14,170 New
Stifel Financial
10
Stifel Financial
Missouri
$193K +$193K +11,281 New
Walleye Capital
11
Walleye Capital
New York
$184K +$184K +10,737 New
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$144K +$142K +8,300 +6,640%
Rockefeller Capital Management
13
Rockefeller Capital Management
New York
$68K +$68K +4,000 New
UBS Group
14
UBS Group
Switzerland
$10K +$10K +584 New
MW
15
Marcum Wealth
Ohio
– -$499K -25,000 Closed