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GUG

Guggenheim Active Allocation Fund
GUG

14 hedge funds and large institutions have $57.7M invested in Guggenheim Active Allocation Fund in 2022 Q1 according to their latest regulatory filings, with 10 funds opening new positions, 4 increasing their positions, reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

900% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 1

180% more funds holding

Funds holding: 5 → 14 (+9)

136% more capital invested

Capital invested by funds: $24.5M → $57.7M (+$33.2M)

6.54% more ownership

Funds ownership: 3.74% → 10.28% (+6.5%)

Holders
14
Holders Change
+9
Holders Change %
+180%
% of All Funds
0.22%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
10
Increased
4
Reduced
–
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
+$25.9M
2
CA
Corrado Advisors
New Jersey
+$4.21M
3
Cohen & Steers
Cohen & Steers
New York
+$2.38M
4
RCM
Rivernorth Capital Management
Florida
+$1.78M
5
Bank of America
Bank of America
North Carolina
+$1.7M

Top Sellers

Rank Fund Capital Flow
1
MW
Marcum Wealth
Ohio
-$499K
Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$41.7M +$25.9M +1,416,187 +139%
Bank of America
2
Bank of America
North Carolina
$4.42M +$1.7M +93,292 +57%
CA
3
Corrado Advisors
New Jersey
$3.95M +$4.21M +230,348 New
Cohen & Steers
4
Cohen & Steers
New York
$2.23M +$2.38M +130,200 New
RCM
5
Rivernorth Capital Management
Florida
$1.69M +$1.78M +97,551 New
USCWA
6
U.S. Capital Wealth Advisors
Texas
$989K +$1.05M +57,732 New
Wells Fargo
7
Wells Fargo
California
$972K +$671K +36,726 +184%
OC
8
Oppenheimer & Co
New York
$959K +$1.02M +56,000 New
BRWA
9
B. Riley Wealth Advisors
Florida
$243K +$259K +14,170 New
Stifel Financial
10
Stifel Financial
Missouri
$193K +$206K +11,281 New
Walleye Capital
11
Walleye Capital
New York
$184K +$196K +10,737 New
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$144K +$152K +8,300 +6,640%
Rockefeller Capital Management
13
Rockefeller Capital Management
New York
$68K +$73.1K +4,000 New
UBS Group
14
UBS Group
Switzerland
$10K +$10.7K +584 New
MW
15
Marcum Wealth
Ohio
– -$499K -25,000 Closed

GUG Hedge Fund Activity: Q1 2022 in Review

14 of the 6,341 institutional investors tracked by Wall St. Rank reported a position in Guggenheim Active Allocation Fund (GUG) for Q1 2022, worth a combined $57.7M — up 136% from $24.5M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new GUG positions and 1 closed out — a net gain of 9 holders — while 4 added to existing stakes and 0 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $25.9M. The largest seller was Marcum Wealth, exiting entirely with an estimated $499K sold.

  • 14 institutional investors held Guggenheim Active Allocation Fund (GUG) as of Q1 2022, up from 5 in Q4 2021.
  • Funds reported $57.7M of Guggenheim Active Allocation Fund stock for Q1 2022, up 136% quarter-over-quarter.
  • 10 funds opened new Guggenheim Active Allocation Fund positions in Q1 2022 and 1 closed out, a net change of +9 holders.
  • The largest Guggenheim Active Allocation Fund buyer in Q1 2022 was Morgan Stanley, an estimated $25.9M added.
  • The largest Guggenheim Active Allocation Fund seller in Q1 2022 was Marcum Wealth, an estimated $499K sold.

Based on aggregated 13F filings for Q1 2022.