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GUG

Guggenheim Active Allocation Fund

57 hedge funds and large institutions have $137M invested in Guggenheim Active Allocation Fund in 2024 Q4 according to their latest regulatory filings, with 14 funds opening new positions, 22 increasing their positions, 12 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

367% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 3

83% more repeat investments, than reductions

Existing positions increased: 22 | Existing positions reduced: 12

16% more funds holding

Funds holding: 4957 (+8)

2.39% more ownership

Funds ownership: 25.46%27.85% (+2.4%)

1% less capital invested

Capital invested by funds: $138M → $137M (-$1.55M)

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
57
Holders Change
+8
Holders Change %
+16.33%
% of All Funds
0.75%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
14
Increased
22
Reduced
12
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$35.8M +$5.86M +373,759 +18%
GC
2
Guggenheim Capital
Illinois
$14.1M
Cohen & Steers
3
Cohen & Steers
New York
$11.7M -$2.48M -158,102 -17%
Baird Financial Group
4
Baird Financial Group
Wisconsin
$10.9M +$639K +40,723 +6%
AAM
5
Advisors Asset Management
Colorado
$8.85M +$1.69M +108,044 +22%
Bank of America
6
Bank of America
North Carolina
$8.57M -$367K -23,385 -4%
Raymond James Financial
7
Raymond James Financial
Florida
$7.53M +$7.95M +506,700 New
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$6.87M -$915K -58,357 -11%
Pathstone Holdings
9
Pathstone Holdings
New Jersey
$4.89M +$1.7M +108,115 +49%
PCM
10
Penserra Capital Management
California
$4.77M +$339K +21,616 +7%
Wells Fargo
11
Wells Fargo
California
$3.74M -$20.9K -1,334 -0.5%
CA
12
Corrado Advisors
New Jersey
$2.39M -$171K -10,914 -6%
Kovitz Investment Group Partners
13
Kovitz Investment Group Partners
Illinois
$2.35M +$1.39M +88,456 +127%
KAS
14
Kestra Advisory Services
Texas
$1.43M +$1.51M +96,110 New
OC
15
Oppenheimer & Co
New York
$1.25M +$164K +10,450 +14%
Stifel Financial
16
Stifel Financial
Missouri
$821K +$6.26K +399 +0.7%
Osaic Holdings
17
Osaic Holdings
Arizona
$813K -$87K -5,548 -9%
UBS Group
18
UBS Group
Switzerland
$729K +$564K +35,923 +274%
JWCA
19
J.W. Cole Advisors
Florida
$648K +$58.9K +3,754 +9%
JSW
20
Journey Strategic Wealth
New Jersey
$552K -$139K -8,850 -19%
Walleye Capital
21
Walleye Capital
New York
$503K +$530K +33,815 New
HighTower Advisors
22
HighTower Advisors
Illinois
$481K +$507K +32,336 New
MG
23
Marex Group
$472K +$498K +31,739 New
USCWA
24
U.S. Capital Wealth Advisors
Texas
$399K
CIA
25
Concurrent Investment Advisors
Florida
$395K +$49.7K +3,169 +14%

GUG Hedge Fund Activity: Q4 2024 in Review

57 of the 7,593 institutional investors tracked by Wall St. Rank reported a position in Guggenheim Active Allocation Fund (GUG) for Q4 2024, worth a combined $137M — down 1.1% from $138M a quarter earlier.

Buyers outnumbered sellers: 14 funds opened new GUG positions and 3 closed out — a net gain of 11 holders — while 22 added to existing stakes and 12 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $5.86M. The largest seller was Cohen & Steers, cutting an estimated $2.48M.

  • 57 institutional investors held Guggenheim Active Allocation Fund (GUG) as of Q4 2024, up from 49 in Q3 2024.
  • Funds reported $137M of Guggenheim Active Allocation Fund stock for Q4 2024, down 1.1% quarter-over-quarter.
  • 14 funds opened new Guggenheim Active Allocation Fund positions in Q4 2024 and 3 closed out, a net change of +11 holders.
  • The largest Guggenheim Active Allocation Fund buyer in Q4 2024 was Morgan Stanley, an estimated $5.86M added.
  • The largest Guggenheim Active Allocation Fund seller in Q4 2024 was Cohen & Steers, an estimated $2.48M sold.

Based on aggregated 13F filings for Q4 2024.