PI
GUG

PFG Investments’s Guggenheim Active Allocation Fund GUG Stock Holding History

PFG Investments’s Portfolio GUG Stock Details GUG Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2025
Q2 		– Sell
-12,550
Closed -$189K – 1085
2025
Q1 		$189K Sell
12,550
-6,300
-33% -$97K 0.01% 892
2024
Q4 		$280K Sell
18,850
-13,000
-41% -$204K 0.02% 741
2024
Q3 		$527K Hold
31,850
– – 0.03% 474
2024
Q2 		$476K Buy
+31,850
New +$468K 0.03% 465

Other funds holding GUG

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
Baird Financial Group
Baird Financial Group Milwaukee, Wisconsin $64B AUM 22.64% 1-Year Est. Return
Pathstone Holdings
Pathstone Holdings Englewood, New Jersey $25.1B AUM 22.95% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
Raymond James Financial
Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

PFG Investments's GUG Position: Q2 2025 in Review

PFG Investments sold out of Guggenheim Active Allocation Fund (GUG) in Q2 2025, closing a stake of 12,550 shares — an estimated $189K sold.

PFG Investments first reported a position in GUG in Q2 2024 and held it in 4 quarters. The position peaked at $527K in Q3 2024. 49 funds tracked by Wall St. Rank hold GUG as of Q2 2025.

  • PFG Investments reported no remaining Guggenheim Active Allocation Fund position as of Q2 2025 after selling out during the quarter.
  • PFG Investments sold 12,550 Guggenheim Active Allocation Fund shares in Q2 2025, an estimated $189K.
  • PFG Investments first reported a position in Guggenheim Active Allocation Fund in Q2 2024 and held it in 4 quarters.
  • PFG Investments's Guggenheim Active Allocation Fund position peaked at $527K in Q3 2024.
  • 49 funds tracked by Wall St. Rank held Guggenheim Active Allocation Fund as of Q2 2025.

Based on PFG Investments's 13F filing for Q2 2025, filed 18 Jul 2025.