GUG

Guggenheim Active Allocation Fund
GUG

Overview Fund Activity

51 hedge funds and large institutions have $144M invested in Guggenheim Active Allocation Fund in 2025 Q1 according to their latest regulatory filings, with 6 funds opening new positions, 24 increasing their positions, 14 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
51
Holders Change
-5
Holders Change %
-8.93%
% of All Funds
0.69%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
24
Reduced
14
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Pathstone Holdings
Pathstone Holdings
New Jersey
+$4.99M
2
AAM
Advisors Asset Management
Colorado
+$1.71M
3
Raymond James Financial
Raymond James Financial
Florida
+$1.29M
4
Morgan Stanley
Morgan Stanley
New York
+$931K
5
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$838K

Top Sellers

1
PCM
Penserra Capital Management
California
-$4.77M
2
Cohen & Steers
Cohen & Steers
New York
-$754K
3
JWCA
J.W. Cole Advisors
Florida
-$252K
4
IAA
Independent Advisor Alliance
North Carolina
-$239K
5
AWA
Arete Wealth Advisors
Illinois
-$231K
Name Holding Trade Value Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$37.2M +$931K +61,784 +3%
GC
2
Guggenheim Capital
Illinois
$14.3M – – –
Baird Financial Group
3
Baird Financial Group
Wisconsin
$11.5M +$459K +30,481 +4%
Cohen & Steers
4
Cohen & Steers
New York
$11.1M -$754K -50,000 -6%
AAM
5
Advisors Asset Management
Colorado
$10.7M +$1.71M +113,795 +19%
Pathstone Holdings
6
Pathstone Holdings
New Jersey
$9.97M +$4.99M +329,696 +100%
Bank of America
7
Bank of America
North Carolina
$9.27M +$582K +38,598 +7%
Raymond James Financial
8
Raymond James Financial
Florida
$8.93M +$1.29M +85,868 +17%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$7.81M +$838K +55,628 +12%
Wells Fargo
10
Wells Fargo
California
$3.78M -$10.6K -706 -0.3%
Kovitz Investment Group Partners
11
Kovitz Investment Group Partners
Illinois
$2.95M +$571K +37,911 +24%
CA
12
Corrado Advisors
New Jersey
$2.44M +$21K +1,395 +0.9%
KAS
13
Kestra Advisory Services
Texas
$1.45M +$588 +39 +0%
OC
14
Oppenheimer & Co
New York
$1.33M +$65.5K +4,345 +5%
Stifel Financial
15
Stifel Financial
Missouri
$916K +$84K +5,575 +10%
Osaic Holdings
16
Osaic Holdings
Arizona
$788K -$36.3K -2,410 -4%
Invesco
17
Invesco
Georgia
$716K +$516K +34,270 +259%
UBS Group
18
UBS Group
Switzerland
$700K -$39.6K -2,626 -5%
Walleye Capital
19
Walleye Capital
New York
$496K -$13.3K -883 -3%
SPIA
20
Steward Partners Investment Advisory
New York
$462K +$317K +21,025 +218%
JSW
21
Journey Strategic Wealth
New Jersey
$445K -$115K -7,603 -20%
Envestnet Asset Management
22
Envestnet Asset Management
Illinois
$431K +$35.1K +2,330 +9%
JWCA
23
J.W. Cole Advisors
Florida
$405K -$252K -16,716 -38%
USCWA
24
U.S. Capital Wealth Advisors
Texas
$404K – – –
CIA
25
Concurrent Investment Advisors
Florida
$401K +$889 +59 +0.2%
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