Stifel Financial
GUG

Stifel Financial’s Guggenheim Active Allocation Fund GUG Stock Holding History

Stifel Financial’s Portfolio GUG Stock Details GUG Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		$732K Sell
48,126
-155
-0.3% -$2.43K ﹤0.01% 2642
2025
Q4 		$740K Sell
48,281
-1,193
-2% -$18.5K ﹤0.01% 2628
2025
Q3 		$772K Sell
49,474
-16,106
-25% -$251K ﹤0.01% 2547
2025
Q2 		$1.03M Buy
65,580
+4,813
+8% +$72.3K ﹤0.01% 2312
2025
Q1 		$916K Buy
60,767
+5,575
+10% +$85.8K ﹤0.01% 2288
2024
Q4 		$821K Buy
55,192
+399
+0.7% +$6.26K ﹤0.01% 2376
2024
Q3 		$907K Buy
54,793
+7,896
+17% +$124K ﹤0.01% 2297
2024
Q2 		$700K Buy
46,897
+2,942
+7% +$43.2K ﹤0.01% 2405
2024
Q1 		$647K Buy
43,955
+7,688
+21% +$112K ﹤0.01% 2461
2023
Q4 		$532K Buy
36,267
+10,031
+38% +$137K ﹤0.01% 2531
2023
Q3 		$354K Buy
26,236
+6,421
+32% +$90K ﹤0.01% 2693
2023
Q2 		$285K Buy
19,815
+1,518
+8% +$21.2K ﹤0.01% 2852
2023
Q1 		$257K Buy
18,297
+5,396
+42% +$76.9K ﹤0.01% 2911
2022
Q4 		$174K Buy
12,901
+1,428
+12% +$19.6K ﹤0.01% 3014
2022
Q3 		$148K Buy
11,473
+57
+0.5% +$840 ﹤0.01% 3030
2022
Q2 		$162K Buy
11,416
+135
+1% +$2.1K ﹤0.01% 3067
2022
Q1 		$193K Buy
+11,281
New +$206K ﹤0.01% 3142

Other funds holding GUG

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
Pathstone Holdings
Pathstone Holdings Englewood, New Jersey $25.1B AUM 22.95% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
Baird Financial Group
Baird Financial Group Milwaukee, Wisconsin $64B AUM 22.64% 1-Year Est. Return
Raymond James Financial
Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Stifel Financial's GUG Position: Q1 2026 in Review

Stifel Financial reduced its Guggenheim Active Allocation Fund (GUG) stake by 0.32% in Q1 2026, selling an estimated $2.43K and leaving 48,126 shares worth $732K. The position accounts for ﹤0.01% of the portfolio, ranked #2642.

Stifel Financial first reported a position in GUG in Q1 2022 and has held it in 17 quarters since. The position peaked at $1.03M in Q2 2025. 44 funds tracked by Wall St. Rank hold GUG as of Q1 2026.

  • Stifel Financial held 48,126 shares of Guggenheim Active Allocation Fund worth $732K as of Q1 2026.
  • Stifel Financial sold 155 Guggenheim Active Allocation Fund shares in Q1 2026, an estimated $2.43K.
  • Guggenheim Active Allocation Fund made up ﹤0.01% of Stifel Financial's portfolio in Q1 2026, its #2642 holding.
  • Stifel Financial first reported a position in Guggenheim Active Allocation Fund in Q1 2022 and has held it in 17 quarters since.
  • Stifel Financial's Guggenheim Active Allocation Fund position peaked at $1.03M in Q2 2025.
  • 44 funds tracked by Wall St. Rank held Guggenheim Active Allocation Fund as of Q1 2026.

Based on Stifel Financial's 13F filing for Q1 2026, filed 12 May 2026.