Guggenheim Active Allocation Fund
GUG
37 hedge funds and large institutions have $122M invested in Guggenheim Active Allocation Fund in 2023 Q2 according to their latest regulatory filings, with 3 funds opening new positions, 20 increasing their positions, 12 reducing their positions, and 2 closing their positions.
67% more repeat investments, than reductions
Existing positions increased: 20 | Existing positions reduced: 12
50% more first-time investments, than exits
New positions opened: 3 | Existing positions closed: 2
5% more capital invested
Capital invested by funds: $116M → $122M (+$6.08M)
3% more funds holding
Funds holding: 36 → 37 (+1)
0.68% more ownership
Funds ownership: 25.35% → 26.03% (+0.68%)
0% more funds holding in top 10
Funds holding in top 10: 1 → 1 (0)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
GC
Guggenheim Capital
Chicago,
Illinois
|
+$4.45M |
| 2 |
Cohen & Steers
New York
|
+$2.63M |
| 3 |
SCM
Saba Capital Management
New York
|
+$1.24M |
| 4 |
Baird Financial Group
Milwaukee,
Wisconsin
|
+$810K |
| 5 |
Osaic Holdings
Scottsdale,
Arizona
|
+$686K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
RCM
Rivernorth Capital Management
West Palm Beach,
Florida
|
-$4.37M |
| 2 |
LSC
Logan Stone Capital
Chicago,
Illinois
|
-$1.6M |
| 3 |
NA
Nordwand Advisors
Radnor,
Pennsylvania
|
-$1.34M |
| 4 |
Morgan Stanley
New York
|
-$496K |
| 5 |
IA
IFG Advisory
Atlanta,
Georgia
|
-$211K |
GUG Hedge Fund Activity: Q2 2023 in Review
37 of the 6,370 institutional investors tracked by Wall St. Rank reported a position in Guggenheim Active Allocation Fund (GUG) for Q2 2023, worth a combined $122M — up 5.2% from $116M a quarter earlier.
Buyers outnumbered sellers: 3 funds opened new GUG positions and 2 closed out — a net gain of 1 holder — while 20 added to existing stakes and 12 trimmed.
The largest buyer was Guggenheim Capital, adding an estimated $4.45M. The largest seller was Rivernorth Capital Management, cutting an estimated $4.37M.
- 37 institutional investors held Guggenheim Active Allocation Fund (GUG) as of Q2 2023, up from 36 in Q1 2023.
- Funds reported $122M of Guggenheim Active Allocation Fund stock for Q2 2023, up 5.2% quarter-over-quarter.
- 3 funds opened new Guggenheim Active Allocation Fund positions in Q2 2023 and 2 closed out, a net change of +1 holder.
- The largest Guggenheim Active Allocation Fund buyer in Q2 2023 was Guggenheim Capital, an estimated $4.45M added.
- The largest Guggenheim Active Allocation Fund seller in Q2 2023 was Rivernorth Capital Management, an estimated $4.37M sold.
Based on aggregated 13F filings for Q2 2023.