Nordwand Advisors’s Guggenheim Active Allocation Fund GUG Stock Holding History

Nordwand Advisors’s Portfolio GUG Stock Details GUG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q4	–	Sell	-11,500	Closed	-$179K	–	151
2025 Q3	$179K	Hold	11,500	–	–	0.03%	153
2025 Q2	$180K	Hold	11,500	–	–	0.03%	148
2025 Q1	$173K	Sell	11,500 -5,000	-30%	-$77K	0.07%	26
2024 Q4	$245K	Hold	16,500	–	–	0.1%	23
2024 Q3	$273K	Hold	16,500	–	–	0.07%	22
2024 Q2	$246K	Hold	16,500	–	–	0.11%	32
2024 Q1	$243K	Sell	16,500 -19,642	-54%	-$286K	0.09%	44
2023 Q4	$530K	Hold	36,142	–	–	0.14%	34
2023 Q3	$488K	Sell	36,142 -579,771	-94%	-$8.12M	0.1%	32
2023 Q2	$8.84M	Sell	615,913 -95,814	-13%	-$1.34M	1.52%	6
2023 Q1	$9.99M	Buy	711,727 +136,000	+24%	+$1.94M	1.63%	5
2022 Q4	$7.74M	Buy	+575,727	New	+$7.92M	0.97%	12

Other funds holding GUG

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Pathstone Holdings Englewood, New Jersey $25.1B AUM 22.95% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

Baird Financial Group Milwaukee, Wisconsin $64B AUM 22.64% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Nordwand Advisors's GUG Position: Q4 2025 in Review

Nordwand Advisors sold out of Guggenheim Active Allocation Fund (GUG) in Q4 2025, closing a stake of 11,500 shares — an estimated $179K sold.

Nordwand Advisors first reported a position in GUG in Q4 2022 and held it in 12 quarters. The position peaked at $9.99M in Q1 2023. 53 funds tracked by Wall St. Rank hold GUG as of Q4 2025.

Nordwand Advisors reported no remaining Guggenheim Active Allocation Fund position as of Q4 2025 after selling out during the quarter.
Nordwand Advisors sold 11,500 Guggenheim Active Allocation Fund shares in Q4 2025, an estimated $179K.
Nordwand Advisors first reported a position in Guggenheim Active Allocation Fund in Q4 2022 and held it in 12 quarters.
Nordwand Advisors's Guggenheim Active Allocation Fund position peaked at $9.99M in Q1 2023.
53 funds tracked by Wall St. Rank held Guggenheim Active Allocation Fund as of Q4 2025.

Based on Nordwand Advisors's 13F filing for Q4 2025, filed 3 Feb 2026.