Baird Financial Group
GUG

Baird Financial Group’s Guggenheim Active Allocation Fund GUG Stock Holding History

Baird Financial Group’s Portfolio GUG Stock Details GUG Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		$11.1M Buy
730,304
+22,262
+3% +$349K 0.02% 537
2025
Q4 		$10.9M Buy
708,042
+15,878
+2% +$247K 0.02% 514
2025
Q3 		$10.8M Sell
692,164
-88,979
-11% -$1.39M 0.02% 522
2025
Q2 		$12.2M Buy
781,143
+15,019
+2% +$226K 0.02% 478
2025
Q1 		$11.5M Buy
766,124
+30,481
+4% +$469K 0.02% 483
2024
Q4 		$10.9M Buy
735,643
+40,723
+6% +$639K 0.02% 493
2024
Q3 		$11.5M Buy
694,920
+30,252
+5% +$476K 0.02% 471
2024
Q2 		$9.92M Buy
664,668
+121,408
+22% +$1.78M 0.02% 482
2024
Q1 		$7.99M Buy
543,260
+129,463
+31% +$1.89M 0.02% 530
2023
Q4 		$6.07M Buy
413,797
+207,221
+100% +$2.82M 0.01% 603
2023
Q3 		$2.79M Buy
206,576
+5,030
+2% +$70.5K 0.01% 811
2023
Q2 		$2.89M Buy
201,546
+58,044
+40% +$810K 0.01% 801
2023
Q1 		$2.01M Buy
+143,502
New +$2.04M 0.01% 882

Other funds holding GUG

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
Pathstone Holdings
Pathstone Holdings Englewood, New Jersey $25.1B AUM 22.95% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
Raymond James Financial
Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
SPIA
Steward Partners Investment Advisory New York $19.6B AUM 22.89% 1-Year Est. Return

Baird Financial Group's GUG Position: Q1 2026 in Review

Baird Financial Group increased its Guggenheim Active Allocation Fund (GUG) stake by 3.1% in Q1 2026, buying an estimated $349K and bringing the position to 730,304 shares worth $11.1M. The position accounts for 0.02% of the portfolio, ranked #537.

Baird Financial Group first reported a position in GUG in Q1 2023 and has held it in 13 quarters since. The position peaked at $12.2M in Q2 2025. 44 funds tracked by Wall St. Rank hold GUG as of Q1 2026.

  • Baird Financial Group held 730,304 shares of Guggenheim Active Allocation Fund worth $11.1M as of Q1 2026.
  • Baird Financial Group bought 22,262 Guggenheim Active Allocation Fund shares in Q1 2026, an estimated $349K.
  • Guggenheim Active Allocation Fund made up 0.02% of Baird Financial Group's portfolio in Q1 2026, its #537 holding.
  • Baird Financial Group first reported a position in Guggenheim Active Allocation Fund in Q1 2023 and has held it in 13 quarters since.
  • Baird Financial Group's Guggenheim Active Allocation Fund position peaked at $12.2M in Q2 2025.
  • 44 funds tracked by Wall St. Rank held Guggenheim Active Allocation Fund as of Q1 2026.

Based on Baird Financial Group's 13F filing for Q1 2026, filed 14 May 2026.