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GUG

Guggenheim Active Allocation Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$45.8M +$429K +27,151 +1%
Bank of America
2
Bank of America
North Carolina
$15.3M +$714K +45,183 +5%
GC
3
Guggenheim Capital
Illinois
$15.2M
Cohen & Steers
4
Cohen & Steers
New York
$13.8M +$237K +15,000 +2%
AW
5
Atlas Wealth
Ohio
$13.6M +$13.4M +848,495 New
AAM
6
Advisors Asset Management
Colorado
$12.8M -$44.4K -2,808 -0.3%
Raymond James Financial
7
Raymond James Financial
Florida
$12.5M +$1.14M +72,092 +10%
Baird Financial Group
8
Baird Financial Group
Wisconsin
$10.8M -$844K -53,391 -7%
Wells Fargo
9
Wells Fargo
California
$10.6M +$5.83M +369,050 +124%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$7.96M -$30.8K -1,950 -0.4%
Pathstone Holdings
11
Pathstone Holdings
New Jersey
$5.93M -$8.18M -517,784 -58%
SPIA
12
Steward Partners Investment Advisory
New York
$2.8M +$392K +24,798 +17%
SA
13
Sanctuary Advisors
Indiana
$1.76M +$1.74M +109,996 New
KAS
14
Kestra Advisory Services
Texas
$1.61M +$1.59M +100,518 New
Invesco
15
Invesco
Georgia
$1.34M -$12.8K -813 -1%
CEFA
16
Closed-End Fund Advisors
Virginia
$1.29M -$413K -26,102 -24%
Stifel Financial
17
Stifel Financial
Missouri
$784K +$14.7K +928 +2%
OC
18
Oppenheimer & Co
New York
$700K -$366K -23,139 -35%
CIA
19
Concurrent Investment Advisors
Florida
$651K +$36.6K +2,317 +6%
JWCA
20
J.W. Cole Advisors
Florida
$626K +$346K +21,920 +127%
Osaic Holdings
21
Osaic Holdings
Arizona
$612K -$22.7K -1,436 -4%
LPL Financial
22
LPL Financial
California
$547K -$74K -4,680 -12%
ACP
23
Aviance Capital Partners
Florida
$526K +$19.7K +1,248 +4%
Citadel Advisors
24
Citadel Advisors
Florida
$514K +$31.6K +2,000 +7%
HighTower Advisors
25
HighTower Advisors
Illinois
$510K +$505K +31,939 New