OC
GUG

Oppenheimer & Co’s Guggenheim Active Allocation Fund GUG Stock Holding History

Oppenheimer & Co’s Portfolio GUG Stock Details GUG Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		$1.02M Sell
66,963
-4,068
-6% -$63.7K 0.01% 850
2025
Q4 		$1.09M Sell
71,031
-18,464
-21% -$287K 0.02% 770
2025
Q3 		$1.4M Sell
89,495
-1,460
-2% -$22.8K 0.02% 742
2025
Q2 		$1.42M Buy
90,955
+2,835
+3% +$42.6K 0.02% 702
2025
Q1 		$1.33M Buy
88,120
+4,345
+5% +$66.9K 0.02% 677
2024
Q4 		$1.25M Buy
83,775
+10,450
+14% +$164K 0.02% 707
2024
Q3 		$1.21M Sell
73,325
-13,250
-15% -$209K 0.02% 728
2024
Q2 		$1.29M Hold
86,575
– – 0.02% 673
2024
Q1 		$1.27M Sell
86,575
-500
-0.6% -$7.29K 0.02% 655
2023
Q4 		$1.28M Buy
87,075
+9,669
+12% +$132K 0.02% 631
2023
Q3 		$1.04M Buy
77,406
+14,555
+23% +$204K 0.02% 656
2023
Q2 		$903K Sell
62,851
-14,449
-19% -$202K 0.02% 740
2023
Q1 		$1.09M Buy
77,300
+7,500
+11% +$107K 0.02% 662
2022
Q4 		$939K Buy
69,800
+1,800
+3% +$24.8K 0.02% 701
2022
Q3 		$877K Hold
68,000
– – 0.02% 700
2022
Q2 		$966K Buy
68,000
+12,000
+21% +$186K 0.02% 699
2022
Q1 		$959K Buy
+56,000
New +$1.02M 0.02% 755

Other funds holding GUG

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
Pathstone Holdings
Pathstone Holdings Englewood, New Jersey $25.1B AUM 22.95% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
Baird Financial Group
Baird Financial Group Milwaukee, Wisconsin $64B AUM 22.64% 1-Year Est. Return
Raymond James Financial
Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Oppenheimer & Co's GUG Position: Q1 2026 in Review

Oppenheimer & Co reduced its Guggenheim Active Allocation Fund (GUG) stake by 5.7% in Q1 2026, selling an estimated $63.7K and leaving 66,963 shares worth $1.02M. The position accounts for 0.01% of the portfolio, ranked #850.

Oppenheimer & Co first reported a position in GUG in Q1 2022 and has held it in 17 quarters since. The position peaked at $1.42M in Q2 2025. 44 funds tracked by Wall St. Rank hold GUG as of Q1 2026.

  • Oppenheimer & Co held 66,963 shares of Guggenheim Active Allocation Fund worth $1.02M as of Q1 2026.
  • Oppenheimer & Co sold 4,068 Guggenheim Active Allocation Fund shares in Q1 2026, an estimated $63.7K.
  • Guggenheim Active Allocation Fund made up 0.01% of Oppenheimer & Co's portfolio in Q1 2026, its #850 holding.
  • Oppenheimer & Co first reported a position in Guggenheim Active Allocation Fund in Q1 2022 and has held it in 17 quarters since.
  • Oppenheimer & Co's Guggenheim Active Allocation Fund position peaked at $1.42M in Q2 2025.
  • 44 funds tracked by Wall St. Rank held Guggenheim Active Allocation Fund as of Q1 2026.

Based on Oppenheimer & Co's 13F filing for Q1 2026, filed 24 Apr 2026.