LPL Financial’s Guggenheim Active Allocation Fund GUG Stock Holding History

LPL Financial’s Portfolio GUG Stock Details GUG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$547K	Sell	34,227 -4,680	-12%	-$74K	﹤0.01%	4945
2026 Q1	$592K	Buy	38,907 +12,344	+46%	+$193K	﹤0.01%	4617
2025 Q4	$407K	Sell	26,563 -567	-2%	-$8.81K	﹤0.01%	4907
2025 Q3	$423K	Buy	27,130 +2,310	+9%	+$36.1K	﹤0.01%	4763
2025 Q2	$388K	Buy	24,820 +239	+1%	+$3.59K	﹤0.01%	4581
2025 Q1	$370K	Buy	24,581 +4,534	+23%	+$69.8K	﹤0.01%	4427
2024 Q4	$298K	Buy	+20,047	New	+$314K	﹤0.01%	4530
2024 Q3	–	Sell	-11,088	Closed	-$166K	–	5226
2024 Q2	$166K	Buy	+11,088	New	+$163K	﹤0.01%	4623
2023 Q1	–	Sell	-10,600	Closed	-$143K	–	4528
2022 Q4	$143K	Buy	+10,600	New	+$146K	﹤0.01%	4076

Other funds holding GUG

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $15.9B AUM 53.4% 1-Year Est. Return

Cohen & Steers New York $63.2B AUM 17.15% 1-Year Est. Return

Atlas Wealth Cincinnati, Ohio $701M AUM 15.28% 1-Year Est. Return

Advisors Asset Management Monument, Colorado $6.56B AUM 35.09% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return

Baird Financial Group Milwaukee, Wisconsin $72.7B AUM 26.4% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

LPL Financial's GUG Position: Q2 2026 in Review

LPL Financial reduced its Guggenheim Active Allocation Fund (GUG) stake by 12% in Q2 2026, selling an estimated $74K and leaving 34,227 shares worth $547K. The position accounts for ﹤0.01% of the portfolio, ranked #4945.

LPL Financial first reported a position in GUG in Q4 2022 and has held it in 9 quarters since. The position peaked at $592K in Q1 2026. 46 funds tracked by Wall St. Rank hold GUG as of Q2 2026.

LPL Financial held 34,227 shares of Guggenheim Active Allocation Fund worth $547K as of Q2 2026.
LPL Financial sold 4,680 Guggenheim Active Allocation Fund shares in Q2 2026, an estimated $74K.
Guggenheim Active Allocation Fund made up ﹤0.01% of LPL Financial's portfolio in Q2 2026, its #4945 holding.
LPL Financial first reported a position in Guggenheim Active Allocation Fund in Q4 2022 and has held it in 9 quarters since.
LPL Financial's Guggenheim Active Allocation Fund position peaked at $592K in Q1 2026.
46 funds tracked by Wall St. Rank held Guggenheim Active Allocation Fund as of Q2 2026.

Based on LPL Financial's 13F filing for Q2 2026, filed 7 Aug 2026.