LPL Financial’s Guggenheim Active Allocation Fund GUG Stock Holding History

LPL Financial’s Portfolio GUG Stock Details GUG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$592K	Buy	38,907 +12,344	+46%	+$193K	﹤0.01%	4617
2025 Q4	$407K	Sell	26,563 -567	-2%	-$8.81K	﹤0.01%	4907
2025 Q3	$423K	Buy	27,130 +2,310	+9%	+$36.1K	﹤0.01%	4763
2025 Q2	$388K	Buy	24,820 +239	+1%	+$3.59K	﹤0.01%	4581
2025 Q1	$370K	Buy	24,581 +4,534	+23%	+$69.8K	﹤0.01%	4427
2024 Q4	$298K	Buy	+20,047	New	+$314K	﹤0.01%	4530
2024 Q3	–	Sell	-11,088	Closed	-$166K	–	5226
2024 Q2	$166K	Buy	+11,088	New	+$163K	﹤0.01%	4623
2023 Q1	–	Sell	-10,600	Closed	-$143K	–	4528
2022 Q4	$143K	Buy	+10,600	New	+$146K	﹤0.01%	4076

Other funds holding GUG

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Pathstone Holdings Englewood, New Jersey $25.1B AUM 22.95% 1-Year Est. Return

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Baird Financial Group Milwaukee, Wisconsin $64B AUM 22.64% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

LPL Financial's GUG Position: Q1 2026 in Review

LPL Financial increased its Guggenheim Active Allocation Fund (GUG) stake by 46% in Q1 2026, buying an estimated $193K and bringing the position to 38,907 shares worth $592K. The position accounts for ﹤0.01% of the portfolio, ranked #4617.

LPL Financial first reported a position in GUG in Q4 2022 and has held it in 8 quarters since. 44 funds tracked by Wall St. Rank hold GUG as of Q1 2026.

LPL Financial held 38,907 shares of Guggenheim Active Allocation Fund worth $592K as of Q1 2026.
LPL Financial bought 12,344 Guggenheim Active Allocation Fund shares in Q1 2026, an estimated $193K.
Guggenheim Active Allocation Fund made up ﹤0.01% of LPL Financial's portfolio in Q1 2026, its #4617 holding.
LPL Financial first reported a position in Guggenheim Active Allocation Fund in Q4 2022 and has held it in 8 quarters since.
44 funds tracked by Wall St. Rank held Guggenheim Active Allocation Fund as of Q1 2026.

Based on LPL Financial's 13F filing for Q1 2026, filed 6 May 2026.