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GUG

Guggenheim Active Allocation Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$30.9M +$1.66M +113,051 +6%
GC
2
Guggenheim Capital
Illinois
$14.2M
Cohen & Steers
3
Cohen & Steers
New York
$14.1M +$118K +8,000 +0.9%
Bank of America
4
Bank of America
North Carolina
$10M -$3.16M -215,281 -24%
Baird Financial Group
5
Baird Financial Group
Wisconsin
$9.92M +$1.78M +121,408 +22%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$7.48M +$91.9K +6,253 +1%
AAM
7
Advisors Asset Management
Colorado
$5.73M +$1.65M +111,982 +41%
AW
8
Atlas Wealth
Ohio
$4.41M +$4.28M +291,278 New
Wells Fargo
9
Wells Fargo
California
$4.13M +$198K +13,475 +5%
Pathstone Holdings
10
Pathstone Holdings
New Jersey
$3.87M +$908K +61,745 +31%
CA
11
Corrado Advisors
New Jersey
$2.62M -$49.9K -3,396 -2%
RJA
12
Raymond James & Associates
Florida
$2.52M +$284K +19,297 +13%
RJFSA
13
Raymond James Financial Services Advisors
Florida
$1.92M +$631K +42,947 +50%
BRWA
14
B. Riley Wealth Advisors
Florida
$1.65M +$79.3K +5,393 +5%
OC
15
Oppenheimer & Co
New York
$1.29M
1CP
16
1607 Capital Partners
Virginia
$1.19M -$153K -10,438 -12%
USCWA
17
U.S. Capital Wealth Advisors
Texas
$1.09M -$320K -21,758 -23%
JSW
18
Journey Strategic Wealth
New Jersey
$1.02M +$365K +24,800 +57%
Osaic Holdings
19
Osaic Holdings
Arizona
$952K -$13.3K -907 -1%
Stifel Financial
20
Stifel Financial
Missouri
$700K +$43.2K +2,942 +7%
JWCA
21
J.W. Cole Advisors
Florida
$642K +$37.1K +2,523 +6%
HighTower Advisors
22
HighTower Advisors
Illinois
$535K -$4.19K -285 -0.8%
PI
23
PFG Investments
New York
$476K +$468K +31,850 New
Corient Private Wealth
24
Corient Private Wealth
Florida
$396K +$29.8K +2,030 +8%
DC
25
Davenport & Co
Virginia
$354K