B. Riley Wealth Advisors’s Guggenheim Active Allocation Fund GUG Stock Holding History

B. Riley Wealth Advisors’s Portfolio GUG Stock Details GUG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2024 Q4	$246K	Sell	16,563 -1,814	-10%	-$28.5K	0.01%	951
2024 Q3	$303K	Sell	18,377 -92,346	-83%	-$1.45M	0.01%	945
2024 Q2	$1.65M	Buy	110,723 +5,393	+5%	+$79.3K	0.04%	394
2024 Q1	$1.42M	Buy	105,330 +3,127	+3%	+$45.6K	0.04%	431
2023 Q4	$1.5M	Sell	102,203 -3,127	-3%	-$42.6K	0.04%	426
2023 Q3	$1.42M	Buy	105,330 +16,779	+19%	+$235K	0.04%	431
2023 Q2	$1.27M	Buy	88,551 +3,885	+5%	+$54.2K	0.03%	493
2023 Q1	$1.19M	Buy	84,666 +20,542	+32%	+$293K	0.03%	490
2022 Q4	$862K	Buy	64,124 +32,301	+102%	+$444K	0.02%	585
2022 Q3	$411K	Buy	31,823 +18,703	+143%	+$276K	0.01%	844
2022 Q2	$187K	Sell	13,120 -1,050	-7%	-$16.3K	0.01%	1049
2022 Q1	$243K	Buy	+14,170	New	+$259K	0.01%	1117

Other funds holding GUG

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

Baird Financial Group Milwaukee, Wisconsin $64B AUM 22.64% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Pathstone Holdings Englewood, New Jersey $25.1B AUM 22.95% 1-Year Est. Return

PCM

Penserra Capital Management Orinda, California $8.52B AUM 37.76% 1-Year Est. Return

B. Riley Wealth Advisors's GUG Position: Q4 2024 in Review

B. Riley Wealth Advisors reduced its Guggenheim Active Allocation Fund (GUG) stake by 9.9% in Q4 2024, selling an estimated $28.5K and leaving 16,563 shares worth $246K. The position accounts for 0.01% of the portfolio, ranked #951.

B. Riley Wealth Advisors first reported a position in GUG in Q1 2022 and has held it in 12 quarters since. The position peaked at $1.65M in Q2 2024. 57 funds tracked by Wall St. Rank hold GUG as of Q4 2024.

B. Riley Wealth Advisors held 16,563 shares of Guggenheim Active Allocation Fund worth $246K as of Q4 2024.
B. Riley Wealth Advisors sold 1,814 Guggenheim Active Allocation Fund shares in Q4 2024, an estimated $28.5K.
Guggenheim Active Allocation Fund made up 0.01% of B. Riley Wealth Advisors's portfolio in Q4 2024, its #951 holding.
B. Riley Wealth Advisors first reported a position in Guggenheim Active Allocation Fund in Q1 2022 and has held it in 12 quarters since.
B. Riley Wealth Advisors's Guggenheim Active Allocation Fund position peaked at $1.65M in Q2 2024.
57 funds tracked by Wall St. Rank held Guggenheim Active Allocation Fund as of Q4 2024.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2024, filed 25 Feb 2025.