BRWA
GUG

B. Riley Wealth Advisors’s Guggenheim Active Allocation Fund GUG Stock Holding History

B. Riley Wealth Advisors’s Portfolio GUG Stock Details GUG Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2025
Q1 		– Sell
-16,563
Closed -$246K – 1362
2024
Q4 		$246K Sell
16,563
-1,814
-10% -$28.5K 0.01% 951
2024
Q3 		$303K Sell
18,377
-92,346
-83% -$1.45M 0.01% 945
2024
Q2 		$1.65M Buy
110,723
+5,393
+5% +$79.3K 0.04% 394
2024
Q1 		$1.42M Buy
105,330
+3,127
+3% +$45.6K 0.04% 431
2023
Q4 		$1.5M Sell
102,203
-3,127
-3% -$42.6K 0.04% 426
2023
Q3 		$1.42M Buy
105,330
+16,779
+19% +$235K 0.04% 431
2023
Q2 		$1.27M Buy
88,551
+3,885
+5% +$54.2K 0.03% 493
2023
Q1 		$1.19M Buy
84,666
+20,542
+32% +$293K 0.03% 490
2022
Q4 		$862K Buy
64,124
+32,301
+102% +$444K 0.02% 585
2022
Q3 		$411K Buy
31,823
+18,703
+143% +$276K 0.01% 844
2022
Q2 		$187K Sell
13,120
-1,050
-7% -$16.3K 0.01% 1049
2022
Q1 		$243K Buy
+14,170
New +$259K 0.01% 1117

Other funds holding GUG

Morgan Stanley
Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $15.9B AUM 53.4% 1-Year Est. Return
Baird Financial Group
Baird Financial Group Milwaukee, Wisconsin $72.7B AUM 26.4% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $63.2B AUM 17.15% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.56B AUM 35.09% 1-Year Est. Return
Pathstone Holdings
Pathstone Holdings Englewood, New Jersey $34.3B AUM 27.35% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return
Raymond James Financial
Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

B. Riley Wealth Advisors's GUG Position: Q1 2025 in Review

B. Riley Wealth Advisors sold out of Guggenheim Active Allocation Fund (GUG) in Q1 2025, closing a stake of 16,563 shares — an estimated $246K sold.

B. Riley Wealth Advisors first reported a position in GUG in Q1 2022 and held it in 12 quarters. The position peaked at $1.65M in Q2 2024. 51 funds tracked by Wall St. Rank hold GUG as of Q1 2025.

  • B. Riley Wealth Advisors reported no remaining Guggenheim Active Allocation Fund position as of Q1 2025 after selling out during the quarter.
  • B. Riley Wealth Advisors sold 16,563 Guggenheim Active Allocation Fund shares in Q1 2025, an estimated $246K.
  • B. Riley Wealth Advisors first reported a position in Guggenheim Active Allocation Fund in Q1 2022 and held it in 12 quarters.
  • B. Riley Wealth Advisors's Guggenheim Active Allocation Fund position peaked at $1.65M in Q2 2024.
  • 51 funds tracked by Wall St. Rank held Guggenheim Active Allocation Fund as of Q1 2025.

Based on B. Riley Wealth Advisors's 13F filing for Q1 2025, filed 28 Aug 2026.