HighTower Advisors’s Guggenheim Active Allocation Fund GUG Stock Holding History

HighTower Advisors’s Portfolio GUG Stock Details GUG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q3	–	Sell	-28,645	Closed	-$448K	–	3934
2025 Q2	$448K	Buy	28,645 +4,547	+19%	+$68.3K	﹤0.01%	2613
2025 Q1	$363K	Sell	24,098 -8,238	-25%	-$127K	﹤0.01%	2710
2024 Q4	$481K	Buy	+32,336	New	+$507K	﹤0.01%	2501
2024 Q3	–	Sell	-36,004	Closed	-$535K	–	3839
2024 Q2	$535K	Sell	36,004 -285	-0.8%	-$4.19K	﹤0.01%	2271
2024 Q1	$530K	Buy	36,289 +6,880	+23%	+$100K	﹤0.01%	2242
2023 Q4	$427K	Sell	29,409 -626	-2%	-$8.53K	﹤0.01%	2433
2023 Q3	$407K	Sell	30,035 -19,296	-39%	-$270K	﹤0.01%	2369
2023 Q2	$703K	Buy	49,331 +11,180	+29%	+$156K	﹤0.01%	1977
2023 Q1	$532K	Buy	+38,151	New	+$543K	﹤0.01%	2065

Other funds holding GUG

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Pathstone Holdings Englewood, New Jersey $25.1B AUM 22.95% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

Baird Financial Group Milwaukee, Wisconsin $64B AUM 22.64% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

HighTower Advisors's GUG Position: Q3 2025 in Review

HighTower Advisors sold out of Guggenheim Active Allocation Fund (GUG) in Q3 2025, closing a stake of 28,645 shares — an estimated $448K sold.

HighTower Advisors first reported a position in GUG in Q1 2023 and held it in 9 quarters. The position peaked at $703K in Q2 2023. 51 funds tracked by Wall St. Rank hold GUG as of Q3 2025.

HighTower Advisors reported no remaining Guggenheim Active Allocation Fund position as of Q3 2025 after selling out during the quarter.
HighTower Advisors sold 28,645 Guggenheim Active Allocation Fund shares in Q3 2025, an estimated $448K.
HighTower Advisors first reported a position in Guggenheim Active Allocation Fund in Q1 2023 and held it in 9 quarters.
HighTower Advisors's Guggenheim Active Allocation Fund position peaked at $703K in Q2 2023.
51 funds tracked by Wall St. Rank held Guggenheim Active Allocation Fund as of Q3 2025.

Based on HighTower Advisors's 13F filing for Q3 2025, filed 7 Nov 2025.