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GUG

Guggenheim Active Allocation Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$42.7M +$62.6K +4,030 +0.1%
Pathstone Holdings
2
Pathstone Holdings
New Jersey
$15M +$1.22M +78,401 +9%
GC
3
Guggenheim Capital
Illinois
$14.6M
Bank of America
4
Bank of America
North Carolina
$13.6M +$3.22M +206,836 +30%
AAM
5
Advisors Asset Management
Colorado
$12.8M -$918K -59,044 -7%
Cohen & Steers
6
Cohen & Steers
New York
$11.5M
Baird Financial Group
7
Baird Financial Group
Wisconsin
$10.9M +$247K +15,878 +2%
Raymond James Financial
8
Raymond James Financial
Florida
$9.94M -$438K -28,165 -4%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$7.43M -$730K -46,970 -9%
Wells Fargo
10
Wells Fargo
California
$4.24M +$11.2K +723 +0.3%
CA
11
Corrado Advisors
New Jersey
$2.76M +$124K +8,007 +5%
Focus Partners Wealth
12
Focus Partners Wealth
Massachusetts
$2.19M +$2.22M +142,693 New
SPIA
13
Steward Partners Investment Advisory
New York
$2.11M +$256K +16,446 +14%
CEFA
14
Closed-End Fund Advisors
Virginia
$1.69M +$1.72M +110,396 New
KAS
15
Kestra Advisory Services
Texas
$1.59M +$86.6K +5,571 +6%
Invesco
16
Invesco
Georgia
$1.2M +$66.2K +4,261 +6%
OC
17
Oppenheimer & Co
New York
$1.09M -$287K -18,464 -21%
Stifel Financial
18
Stifel Financial
Missouri
$740K -$18.5K -1,193 -2%
GSEP
19
Golden State Equity Partners
California
$731K +$36.7K +2,364 +5%
Osaic Holdings
20
Osaic Holdings
Arizona
$698K -$73.7K -4,740 -9%
CIA
21
Concurrent Investment Advisors
Florida
$559K +$2.64K +170 +0.5%
ACP
22
Aviance Capital Partners
Florida
$485K +$18.2K +1,168 +4%
Envestnet Asset Management
23
Envestnet Asset Management
Illinois
$483K +$46.6K +3,001 +11%
WIA
24
World Investment Advisors
California
$475K +$12.6K +811 +3%
Rockefeller Capital Management
25
Rockefeller Capital Management
New York
$460K +$122K +7,861 +36%