Rockefeller Capital Management’s Guggenheim Active Allocation Fund GUG Stock Holding History

Rockefeller Capital Management’s Portfolio GUG Stock Details GUG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$492K	Buy	30,780 +150	+0.5%	+$2.37K	﹤0.01%	2098
2026 Q1	$466K	Buy	30,630 +626	+2%	+$9.81K	﹤0.01%	2013
2025 Q4	$460K	Buy	30,004 +7,861	+36%	+$122K	﹤0.01%	1952
2025 Q3	$345K	Buy	22,143 +498	+2%	+$7.77K	﹤0.01%	1947
2025 Q2	$339K	Buy	21,645 +498	+2%	+$7.48K	﹤0.01%	1637
2025 Q1	$319K	Sell	21,147 -2,219	-9%	-$34.2K	﹤0.01%	1587
2024 Q4	$347K	Sell	23,366 -9,193	-28%	-$144K	﹤0.01%	1571
2024 Q3	$539K	Buy	+32,559	New	+$512K	﹤0.01%	1408
2023 Q1	–	Sell	-7,500	Closed	-$100K	–	2786
2022 Q4	$100K	Hold	7,500	–	–	﹤0.01%	2024
2022 Q3	$96K	Buy	+7,500	New	+$110K	﹤0.01%	2015
2022 Q2	–	Sell	-4,000	Closed	-$68K	–	4221
2022 Q1	$68K	Buy	+4,000	New	+$73.1K	﹤0.01%	2157

Other funds holding GUG

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $15.9B AUM 53.4% 1-Year Est. Return

Cohen & Steers New York $63.2B AUM 17.15% 1-Year Est. Return

Atlas Wealth Cincinnati, Ohio $701M AUM 15.28% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.56B AUM 35.09% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return

Baird Financial Group Milwaukee, Wisconsin $72.7B AUM 26.4% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

Rockefeller Capital Management's GUG Position: Q2 2026 in Review

Rockefeller Capital Management increased its Guggenheim Active Allocation Fund (GUG) stake by 0.49% in Q2 2026, buying an estimated $2.37K and bringing the position to 30,780 shares worth $492K. The position accounts for ﹤0.01% of the portfolio, ranked #2098.

Rockefeller Capital Management first reported a position in GUG in Q1 2022 and has held it in 11 quarters since. The position peaked at $539K in Q3 2024. 46 funds tracked by Wall St. Rank hold GUG as of Q2 2026.

Rockefeller Capital Management held 30,780 shares of Guggenheim Active Allocation Fund worth $492K as of Q2 2026.
Rockefeller Capital Management bought 150 Guggenheim Active Allocation Fund shares in Q2 2026, an estimated $2.37K.
Guggenheim Active Allocation Fund made up ﹤0.01% of Rockefeller Capital Management's portfolio in Q2 2026, its #2098 holding.
Rockefeller Capital Management first reported a position in Guggenheim Active Allocation Fund in Q1 2022 and has held it in 11 quarters since.
Rockefeller Capital Management's Guggenheim Active Allocation Fund position peaked at $539K in Q3 2024.
46 funds tracked by Wall St. Rank held Guggenheim Active Allocation Fund as of Q2 2026.

Based on Rockefeller Capital Management's 13F filing for Q2 2026, filed 13 Aug 2026.