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GUG

Guggenheim Active Allocation Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$28.8M +$2.01M +137,900 +8%
GC
2
Guggenheim Capital
Illinois
$14M
Cohen & Steers
3
Cohen & Steers
New York
$13.8M +$146K +10,000 +1%
Bank of America
4
Bank of America
North Carolina
$13M +$1.22M +83,950 +10%
Baird Financial Group
5
Baird Financial Group
Wisconsin
$7.99M +$1.89M +129,463 +31%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$7.28M -$12.1M -829,730 -63%
AAM
7
Advisors Asset Management
Colorado
$4M +$1.5M +102,619 +61%
Wells Fargo
8
Wells Fargo
California
$3.87M -$12.3K -845 -0.3%
RVPG
9
Relative Value Partners Group
$3.44M -$91.8K -6,295 -3%
Pathstone Holdings
10
Pathstone Holdings
New Jersey
$2.9M +$711K +48,798 +33%
CA
11
Corrado Advisors
New Jersey
$2.63M -$147K -10,088 -5%
RJA
12
Raymond James & Associates
Florida
$2.2M +$1.42M +97,678 +189%
SCM
13
Saba Capital Management
New York
$1.99M -$15.2M -1,042,993 -89%
BRWA
14
B. Riley Wealth Advisors
Florida
$1.42M +$45.6K +3,127 +3%
USCWA
15
U.S. Capital Wealth Advisors
Texas
$1.39M -$402K -27,607 -23%
1CP
16
1607 Capital Partners
Virginia
$1.33M +$227K +15,597 +21%
OC
17
Oppenheimer & Co
New York
$1.27M -$7.29K -500 -0.6%
RJFSA
18
Raymond James Financial Services Advisors
Florida
$1.26M +$758K +51,971 +155%
LCM
19
Landscape Capital Management
New Jersey
$1.21M +$1.2M +82,164 New
Osaic Holdings
20
Osaic Holdings
Arizona
$952K -$27.7K -1,901 -3%
Stifel Financial
21
Stifel Financial
Missouri
$647K +$112K +7,688 +21%
JSW
22
Journey Strategic Wealth
New Jersey
$637K +$65.6K +4,500 +12%
JWCA
23
J.W. Cole Advisors
Florida
$595K +$34.9K +2,394 +6%
HighTower Advisors
24
HighTower Advisors
Illinois
$530K +$100K +6,880 +23%
Envestnet Asset Management
25
Envestnet Asset Management
Illinois
$394K +$391K +26,791 New