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GUG

Guggenheim Active Allocation Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$26.7M -$4.31M -316,201 -15%
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$19.4M +$16.9M +1,241,964 +1,501%
SCM
3
Saba Capital Management
New York
$17.3M +$2.58M +189,383 +19%
GC
4
Guggenheim Capital
Illinois
$13.9M
Cohen & Steers
5
Cohen & Steers
New York
$13.6M
Bank of America
6
Bank of America
North Carolina
$11.8M -$2.5M -183,330 -19%
Baird Financial Group
7
Baird Financial Group
Wisconsin
$6.07M +$2.82M +207,221 +100%
PCM
8
Penserra Capital Management
California
$4.58M +$295K +21,633 +7%
Wells Fargo
9
Wells Fargo
California
$3.87M +$53.2K +3,901 +2%
RVPG
10
Relative Value Partners Group
$3.6M +$425K +31,212 +15%
CA
11
Corrado Advisors
New Jersey
$2.77M -$61.9K -4,544 -2%
AAM
12
Advisors Asset Management
Colorado
$2.48M +$1.27M +92,895 +122%
Pathstone Holdings
13
Pathstone Holdings
New Jersey
$2.18M +$2.02M +148,513 New
USCWA
14
U.S. Capital Wealth Advisors
Texas
$1.79M -$49.1K -3,600 -3%
BRWA
15
B. Riley Wealth Advisors
Florida
$1.5M -$42.6K -3,127 -3%
AWM
16
AE Wealth Management
Kansas
$1.41M +$1.31M +96,348 New
OC
17
Oppenheimer & Co
New York
$1.28M +$132K +9,669 +12%
1CP
18
1607 Capital Partners
Virginia
$1.1M +$270K +19,828 +36%
Osaic Holdings
19
Osaic Holdings
Arizona
$976K -$910K -66,751 -50%
RJA
20
Raymond James & Associates
Florida
$760K +$5.42K +398 +0.8%
JSW
21
Journey Strategic Wealth
New Jersey
$569K +$68.1K +5,000 +15%
JWCA
22
J.W. Cole Advisors
Florida
$559K +$215K +15,741 +70%
Stifel Financial
23
Stifel Financial
Missouri
$532K +$137K +10,031 +38%
NA
24
Nordwand Advisors
Pennsylvania
$530K
RJFSA
25
Raymond James Financial Services Advisors
Florida
$492K +$216K +15,830 +89%