Penserra Capital Management’s Guggenheim Active Allocation Fund GUG Stock Holding History

Penserra Capital Management’s Portfolio GUG Stock Details GUG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q1	–	Sell	-320,814	Closed	-$4.77M	–	1100
2024 Q4	$4.77M	Buy	320,814 +21,616	+7%	+$339K	0.09%	225
2024 Q3	$4.95M	Buy	+299,198	New	+$4.71M	0.11%	161
2024 Q1	–	Sell	-312,587	Closed	-$4.58M	–	1322
2023 Q4	$4.58M	Buy	312,587 +21,633	+7%	+$295K	0.09%	168
2023 Q3	$3.93M	Sell	290,954 -19,073	-6%	-$267K	0.08%	173
2023 Q2	$4.45M	Buy	310,027 +19,328	+7%	+$270K	0.09%	152
2023 Q1	$4.08M	Sell	290,699 -145,188	-33%	-$2.07M	0.08%	173
2022 Q4	$5.86M	Buy	435,887 +39,155	+10%	+$539K	0.13%	112
2022 Q3	$5.11M	Buy	+396,732	New	+$5.84M	0.15%	119

Other funds holding GUG

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Baird Financial Group Milwaukee, Wisconsin $64B AUM 22.64% 1-Year Est. Return

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Pathstone Holdings Englewood, New Jersey $25.1B AUM 22.95% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Penserra Capital Management's GUG Position: Q1 2025 in Review

Penserra Capital Management sold out of Guggenheim Active Allocation Fund (GUG) in Q1 2025, closing a stake of 320,814 shares — an estimated $4.77M sold.

Penserra Capital Management first reported a position in GUG in Q3 2022 and held it in 8 quarters. The position peaked at $5.86M in Q4 2022. 51 funds tracked by Wall St. Rank hold GUG as of Q1 2025.

Penserra Capital Management reported no remaining Guggenheim Active Allocation Fund position as of Q1 2025 after selling out during the quarter.
Penserra Capital Management sold 320,814 Guggenheim Active Allocation Fund shares in Q1 2025, an estimated $4.77M.
Penserra Capital Management first reported a position in Guggenheim Active Allocation Fund in Q3 2022 and held it in 8 quarters.
Penserra Capital Management's Guggenheim Active Allocation Fund position peaked at $5.86M in Q4 2022.
51 funds tracked by Wall St. Rank held Guggenheim Active Allocation Fund as of Q1 2025.

Based on Penserra Capital Management's 13F filing for Q1 2025, filed 29 Apr 2025.