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GUG

Guggenheim Active Allocation Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$31.1M -$1.77M -128,322 -5%
Bank of America
2
Bank of America
North Carolina
$11.3M +$1.45M +105,715 +14%
RCM
3
Rivernorth Capital Management
Florida
$9.99M +$1.79M +130,060 +21%
SCM
4
Saba Capital Management
New York
$9.43M +$9.02M +655,281 +1,419%
Cohen & Steers
5
Cohen & Steers
New York
$7.91M +$1.62M +118,084 +25%
NA
6
Nordwand Advisors
Pennsylvania
$7.74M +$7.92M +575,727 New
PCM
7
Penserra Capital Management
California
$5.86M +$539K +39,155 +10%
GC
8
Guggenheim Capital
Illinois
$4.25M +$4.34M +315,680 New
RVPG
9
Relative Value Partners Group
$3.58M +$2.68M +194,426 +271%
LSC
10
Logan Stone Capital
Illinois
$3.51M +$3.59M +260,772 New
Wells Fargo
11
Wells Fargo
California
$3.03M +$1.56M +113,202 +101%
CA
12
Corrado Advisors
New Jersey
$2.44M -$612K -44,496 -20%
USCWA
13
U.S. Capital Wealth Advisors
Texas
$1.63M -$92.6K -6,730 -5%
OC
14
Oppenheimer & Co
New York
$939K +$24.8K +1,800 +3%
BRWA
15
B. Riley Wealth Advisors
Florida
$862K +$444K +32,301 +102%
WAM
16
Weiss Asset Management
Massachusetts
$609K +$623K +45,315 New
1CP
17
1607 Capital Partners
Virginia
$597K +$611K +44,417 New
AW
18
Atlas Wealth
Ohio
$450K +$460K +33,429 New
DC
19
Davenport & Co
Virginia
$291K +$49.7K +3,611 +20%
JWCA
20
J.W. Cole Advisors
Florida
$252K +$258K +18,726 New
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$218K +$9.63K +700 +5%
IA
22
IFG Advisory
Georgia
$201K
JSW
23
Journey Strategic Wealth
New Jersey
$178K +$30.1K +2,186 +20%
Stifel Financial
24
Stifel Financial
Missouri
$174K +$19.6K +1,428 +12%
UBS Group
25
UBS Group
Switzerland
$157K +$109K +7,930 +211%