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GUG

Guggenheim Active Allocation Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$28.8M +$428K +30,552 +1%
SCM
2
Saba Capital Management
New York
$13.3M +$3.3M +235,309 +31%
Bank of America
3
Bank of America
North Carolina
$13.3M +$958K +68,378 +7%
GC
4
Guggenheim Capital
Illinois
$12.8M +$4.42M +315,167 +50%
Cohen & Steers
5
Cohen & Steers
New York
$12.5M +$505K +36,075 +4%
PCM
6
Penserra Capital Management
California
$3.93M -$267K -19,073 -6%
Wells Fargo
7
Wells Fargo
California
$3.51M +$24.1K +1,721 +0.7%
RVPG
8
Relative Value Partners Group
$2.9M -$493K -35,197 -14%
Baird Financial Group
9
Baird Financial Group
Wisconsin
$2.79M +$70.5K +5,030 +2%
CA
10
Corrado Advisors
New Jersey
$2.61M +$32.9K +2,352 +1%
Osaic Holdings
11
Osaic Holdings
Arizona
$1.8M +$1.09M +77,831 +140%
USCWA
12
U.S. Capital Wealth Advisors
Texas
$1.7M
BRWA
13
B. Riley Wealth Advisors
Florida
$1.42M +$235K +16,779 +19%
MC
14
Meteora Capital
Florida
$1.35M +$1.4M +100,000 New
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$1.12M +$515K +36,754 +80%
OC
16
Oppenheimer & Co
New York
$1.04M +$204K +14,555 +23%
BFM
17
Boothbay Fund Management
New York
$1.04M +$1.08M +77,153 New
AAM
18
Advisors Asset Management
Colorado
$1.03M +$450K +32,108 +73%
1CP
19
1607 Capital Partners
Virginia
$743K
RJA
20
Raymond James & Associates
Florida
$694K +$105K +7,474 +17%
NA
21
Nordwand Advisors
Pennsylvania
$488K -$8.12M -579,771 -94%
JSW
22
Journey Strategic Wealth
New Jersey
$456K +$28K +2,000 +6%
HighTower Advisors
23
HighTower Advisors
Illinois
$407K -$270K -19,296 -39%
LSC
24
Logan Stone Capital
Illinois
$368K -$1.4M -99,981 -79%
AW
25
Atlas Wealth
Ohio
$368K