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GUG

Guggenheim Active Allocation Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$37.2M +$951K +61,784 +3%
GC
2
Guggenheim Capital
Illinois
$14.3M
Baird Financial Group
3
Baird Financial Group
Wisconsin
$11.5M +$469K +30,481 +4%
Cohen & Steers
4
Cohen & Steers
New York
$11.1M -$770K -50,000 -6%
AAM
5
Advisors Asset Management
Colorado
$10.7M +$1.75M +113,878 +19%
Pathstone Holdings
6
Pathstone Holdings
New Jersey
$9.97M +$5.08M +329,696 +100%
Bank of America
7
Bank of America
North Carolina
$9.27M +$594K +38,598 +7%
Raymond James Financial
8
Raymond James Financial
Florida
$8.93M +$1.32M +85,868 +17%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$7.8M +$856K +55,628 +12%
Wells Fargo
10
Wells Fargo
California
$3.78M -$10.9K -706 -0.3%
Kovitz Investment Group Partners
11
Kovitz Investment Group Partners
Illinois
$2.95M +$584K +37,911 +24%
CA
12
Corrado Advisors
New Jersey
$2.44M +$21.5K +1,395 +0.9%
KAS
13
Kestra Advisory Services
Texas
$1.45M +$600 +39 +0%
OC
14
Oppenheimer & Co
New York
$1.33M +$66.9K +4,345 +5%
Stifel Financial
15
Stifel Financial
Missouri
$916K +$85.8K +5,575 +10%
Osaic Holdings
16
Osaic Holdings
Arizona
$788K -$37.1K -2,410 -4%
Invesco
17
Invesco
Georgia
$716K +$528K +34,270 +259%
UBS Group
18
UBS Group
Switzerland
$700K -$40.4K -2,626 -5%
Walleye Capital
19
Walleye Capital
New York
$496K -$13.6K -883 -3%
SPIA
20
Steward Partners Investment Advisory
New York
$462K +$324K +21,025 +218%
JSW
21
Journey Strategic Wealth
New Jersey
$445K -$117K -7,603 -20%
Envestnet Asset Management
22
Envestnet Asset Management
Illinois
$431K +$35.9K +2,330 +9%
JWCA
23
J.W. Cole Advisors
Florida
$405K -$257K -16,716 -38%
USCWA
24
U.S. Capital Wealth Advisors
Texas
$404K
CIA
25
Concurrent Investment Advisors
Florida
$401K +$908 +59 +0.2%