Walleye Capital
GUG

Walleye Capital’s Guggenheim Active Allocation Fund GUG Stock Holding History

Walleye Capital’s Portfolio GUG Stock Details GUG Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2025
Q4 		– Sell
-11,497
Closed -$179K – 4774
2025
Q3 		$179K Sell
11,497
-4,723
-29% -$73.7K ﹤0.01% 3384
2025
Q2 		$254K Sell
16,220
-16,712
-51% -$251K ﹤0.01% 3187
2025
Q1 		$496K Sell
32,932
-883
-3% -$13.6K ﹤0.01% 2568
2024
Q4 		$503K Buy
+33,815
New +$530K ﹤0.01% 2975
2022
Q2 		– Sell
-10,737
Closed -$184K – 2507
2022
Q1 		$184K Buy
+10,737
New +$196K ﹤0.01% 1562

Other funds holding GUG

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Pathstone Holdings
Pathstone Holdings Englewood, New Jersey $25.1B AUM 22.95% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
Baird Financial Group
Baird Financial Group Milwaukee, Wisconsin $64B AUM 22.64% 1-Year Est. Return
Raymond James Financial
Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Walleye Capital's GUG Position: Q4 2025 in Review

Walleye Capital sold out of Guggenheim Active Allocation Fund (GUG) in Q4 2025, closing a stake of 11,497 shares — an estimated $179K sold.

Walleye Capital first reported a position in GUG in Q1 2022 and held it in 5 quarters. The position peaked at $503K in Q4 2024. 53 funds tracked by Wall St. Rank hold GUG as of Q4 2025.

  • Walleye Capital reported no remaining Guggenheim Active Allocation Fund position as of Q4 2025 after selling out during the quarter.
  • Walleye Capital sold 11,497 Guggenheim Active Allocation Fund shares in Q4 2025, an estimated $179K.
  • Walleye Capital first reported a position in Guggenheim Active Allocation Fund in Q1 2022 and held it in 5 quarters.
  • Walleye Capital's Guggenheim Active Allocation Fund position peaked at $503K in Q4 2024.
  • 53 funds tracked by Wall St. Rank held Guggenheim Active Allocation Fund as of Q4 2025.

Based on Walleye Capital's 13F filing for Q4 2025, filed 13 Feb 2026.