Closed-End Fund Advisors’s Guggenheim Active Allocation Fund GUG Stock Holding History

Closed-End Fund Advisors’s Portfolio GUG Stock Details GUG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q3	$995K	Sell	70,309 -10,277	-13%	-$157K	1.03%	28
2026 Q2	$1.29M	Sell	80,586 -26,102	-24%	-$413K	1.26%	23
2026 Q1	$1.62M	Sell	106,688 -3,708	-3%	-$58.1K	1.65%	13
2025 Q4	$1.69M	Buy	+110,396	New	+$1.72M	1%	28

Other funds holding GUG

Kestra Advisory Services Austin, Texas $35.1B AUM 20.13% 1-Year Est. Return

Golden State Equity Partners South Coast Metro, California $1.7B AUM 14.02% 1-Year Est. Return

Concurrent Investment Advisors Tampa, Florida $14.5B AUM 24.52% 1-Year Est. Return

LPL Financial San Diego, California $468B AUM 17.69% 1-Year Est. Return

Oppenheimer & Co New York $9.5B AUM 27.65% 1-Year Est. Return

J.W. Cole Advisors Tampa, Florida $5.93B AUM 23.96% 1-Year Est. Return

Aviance Capital Partners Naples, Florida $979M AUM 23.58% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $45.2B AUM 20.72% 1-Year Est. Return

Davenport & Co Richmond, Virginia $19.9B AUM 12.67% 1-Year Est. Return

High Net Worth Advisory Group Naples, Florida $476M AUM 15.5% 1-Year Est. Return

Closed-End Fund Advisors's GUG Position: Q3 2026 in Review

Closed-End Fund Advisors reduced its Guggenheim Active Allocation Fund (GUG) stake by 13% in Q3 2026, selling an estimated $157K and leaving 70,309 shares worth $995K. The position accounts for 1.03% of the portfolio, ranked #28.

Closed-End Fund Advisors first reported a position in GUG in Q4 2025 and has held it in 4 quarters since. The position peaked at $1.69M in Q4 2025. 17 funds tracked by Wall St. Rank hold GUG as of Q3 2026.

Closed-End Fund Advisors held 70,309 shares of Guggenheim Active Allocation Fund worth $995K as of Q3 2026.
Closed-End Fund Advisors sold 10,277 Guggenheim Active Allocation Fund shares in Q3 2026, an estimated $157K.
Guggenheim Active Allocation Fund made up 1.03% of Closed-End Fund Advisors's portfolio in Q3 2026, its #28 holding.
Closed-End Fund Advisors first reported a position in Guggenheim Active Allocation Fund in Q4 2025 and has held it in 4 quarters since.
Closed-End Fund Advisors's Guggenheim Active Allocation Fund position peaked at $1.69M in Q4 2025.
17 funds tracked by Wall St. Rank held Guggenheim Active Allocation Fund as of Q3 2026.

Based on Closed-End Fund Advisors's 13F filing for Q3 2026, filed 4 Nov 2026.