CEFA
GUG

Closed-End Fund Advisors’s Guggenheim Active Allocation Fund GUG Stock Holding History

Closed-End Fund Advisors’s Portfolio GUG Stock Details GUG Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		$1.62M Sell
106,688
-3,708
-3% -$58.1K 1.65% 13
2025
Q4 		$1.69M Buy
+110,396
New +$1.72M 1% 28

Other funds holding GUG

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
Pathstone Holdings
Pathstone Holdings Englewood, New Jersey $25.1B AUM 22.95% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
Baird Financial Group
Baird Financial Group Milwaukee, Wisconsin $64B AUM 22.64% 1-Year Est. Return
Raymond James Financial
Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Closed-End Fund Advisors's GUG Position: Q1 2026 in Review

Closed-End Fund Advisors reduced its Guggenheim Active Allocation Fund (GUG) stake by 3.4% in Q1 2026, selling an estimated $58.1K and leaving 106,688 shares worth $1.62M. The position accounts for 1.65% of the portfolio, ranked #13.

Closed-End Fund Advisors first reported a position in GUG in Q4 2025 and has held it in 2 quarters since. The position peaked at $1.69M in Q4 2025. 44 funds tracked by Wall St. Rank hold GUG as of Q1 2026.

  • Closed-End Fund Advisors held 106,688 shares of Guggenheim Active Allocation Fund worth $1.62M as of Q1 2026.
  • Closed-End Fund Advisors sold 3,708 Guggenheim Active Allocation Fund shares in Q1 2026, an estimated $58.1K.
  • Guggenheim Active Allocation Fund made up 1.65% of Closed-End Fund Advisors's portfolio in Q1 2026, its #13 holding.
  • Closed-End Fund Advisors first reported a position in Guggenheim Active Allocation Fund in Q4 2025 and has held it in 2 quarters since.
  • Closed-End Fund Advisors's Guggenheim Active Allocation Fund position peaked at $1.69M in Q4 2025.
  • 44 funds tracked by Wall St. Rank held Guggenheim Active Allocation Fund as of Q1 2026.

Based on Closed-End Fund Advisors's 13F filing for Q1 2026, filed 11 May 2026.