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Guggenheim Active Allocation Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Annis Gardner Whiting Capital Advisors
51
Annis Gardner Whiting Capital Advisors
Florida
– -$114K -7,500 Closed
TS Financial Group (TSFG)
52
TS Financial Group (TSFG)
Illinois
– -$26K -1,734 Closed