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Guggenheim Active Allocation Fund

Name Holding Trade Value Shares
Change
Change in
Stake
World Investment Advisors
26
World Investment Advisors
California
$495K – – –
Rockefeller Capital Management
27
Rockefeller Capital Management
New York
$492K +$2.37K +150 +0.5%
Beacon Pointe Advisors
28
Beacon Pointe Advisors
California
$469K +$464K +29,342 New
Jane Street
29
Jane Street
New York
$350K +$346K +21,882 New
Davenport & Co
30
Davenport & Co
Virginia
$307K -$4.17K -264 -1%
UBS Group
31
UBS Group
Switzerland
$289K -$7K -443 -2%
Cetera Investment Advisers
32
Cetera Investment Advisers
Illinois
$288K -$406K -25,681 -59%
Brinker Capital Investments
33
Brinker Capital Investments
Pennsylvania
$257K +$254K +16,059 New
Cambridge Investment Research Advisors
34
Cambridge Investment Research Advisors
Iowa
$241K +$1.45K +92 +0.6%
High Net Worth Advisory Group
35
High Net Worth Advisory Group
Florida
$204K +$2.84K +180 +1%
Wedbush Securities
36
Wedbush Securities
California
$198K +$24.5K +1,550 +14%
Envestnet Asset Management
37
Envestnet Asset Management
Illinois
$172K -$474K -29,994 -74%
Geneos Wealth Management
38
Geneos Wealth Management
Colorado
$47.9K – – –
Larson Financial Group
39
Larson Financial Group
Missouri
$47.9K – – –
NWMP
40
Noble Wealth Management PBC
Colorado
$43.1K – – –
Northwestern Mutual Wealth Management
41
Northwestern Mutual Wealth Management
Wisconsin
$33.6K +$33.2K +2,101 New
Harbour Investments
42
Harbour Investments
Wisconsin
$24K – – –
Institute for Wealth Management
43
Institute for Wealth Management
Colorado
$15.9K +$15.7K +995 New
JP Morgan Chase
44
JP Morgan Chase
New York
$8.77K – – –
Farther Finance Advisors
45
Farther Finance Advisors
California
$5.7K – – –
Highline Wealth Partners
46
Highline Wealth Partners
California
$2.99K – – –
Focus Partners Wealth
47
Focus Partners Wealth
Massachusetts
– -$1.15M -75,699 Closed
Golden State Equity Partners
48
Golden State Equity Partners
California
– -$739K -48,577 Closed
Independent Advisor Alliance
49
Independent Advisor Alliance
North Carolina
– -$283K -18,590 Closed
Kingsview Wealth Management
50
Kingsview Wealth Management
Oregon
– -$189K -12,395 Closed