Northwestern Mutual Wealth Management’s Guggenheim Active Allocation Fund GUG Stock Holding History

Northwestern Mutual Wealth Management’s Portfolio GUG Stock Details GUG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q3	–	Sell	-1,518	Closed	-$23.7K	–	3910
2025 Q2	$23.7K	Buy	+1,518	New	+$22.8K	﹤0.01%	2516
2025 Q1	–	Sell	-750	Closed	-$11.2K	–	3786
2024 Q4	$11.2K	Buy	+750	New	+$11.8K	﹤0.01%	2701
2023 Q3	–	Sell	-600	Closed	-$8.62K	–	3387
2023 Q2	$8.62K	Buy	+600	New	+$8.37K	﹤0.01%	2619

Other funds holding GUG

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Pathstone Holdings Englewood, New Jersey $25.1B AUM 22.95% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

Baird Financial Group Milwaukee, Wisconsin $64B AUM 22.64% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Northwestern Mutual Wealth Management's GUG Position: Q3 2025 in Review

Northwestern Mutual Wealth Management sold out of Guggenheim Active Allocation Fund (GUG) in Q3 2025, closing a stake of 1,518 shares — an estimated $23.7K sold.

Northwestern Mutual Wealth Management first reported a position in GUG in Q2 2023 and held it in 3 quarters. The position peaked at $23.7K in Q2 2025. 51 funds tracked by Wall St. Rank hold GUG as of Q3 2025.

Northwestern Mutual Wealth Management reported no remaining Guggenheim Active Allocation Fund position as of Q3 2025 after selling out during the quarter.
Northwestern Mutual Wealth Management sold 1,518 Guggenheim Active Allocation Fund shares in Q3 2025, an estimated $23.7K.
Northwestern Mutual Wealth Management first reported a position in Guggenheim Active Allocation Fund in Q2 2023 and held it in 3 quarters.
Northwestern Mutual Wealth Management's Guggenheim Active Allocation Fund position peaked at $23.7K in Q2 2025.
51 funds tracked by Wall St. Rank held Guggenheim Active Allocation Fund as of Q3 2025.

Based on Northwestern Mutual Wealth Management's 13F filing for Q3 2025, filed 14 Nov 2025.