Cetera Investment Advisers’s Guggenheim Active Allocation Fund GUG Stock Holding History

Cetera Investment Advisers’s Portfolio GUG Stock Details GUG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$288K	Sell	18,013 -25,681	-59%	-$406K	﹤0.01%	4185
2026 Q1	$665K	Buy	43,694 +16,361	+60%	+$256K	﹤0.01%	3255
2025 Q4	$419K	Buy	27,333 +4,258	+18%	+$66.2K	﹤0.01%	3593
2025 Q3	$360K	Buy	23,075 +1,329	+6%	+$20.7K	﹤0.01%	3671
2025 Q2	$340K	Buy	21,746 +2,310	+12%	+$34.7K	﹤0.01%	3291
2025 Q1	$293K	Buy	19,436 +1,703	+10%	+$26.2K	﹤0.01%	3284
2024 Q4	$264K	Buy	17,733 +1,959	+12%	+$30.7K	﹤0.01%	3210
2024 Q3	$261K	Buy	15,774 +280	+2%	+$4.41K	﹤0.01%	3185
2024 Q2	$231K	Sell	15,494 -4,961	-24%	-$72.9K	﹤0.01%	3258
2024 Q1	$301K	Buy	+20,455	New	+$298K	﹤0.01%	3038

Other funds holding GUG

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $15.9B AUM 53.4% 1-Year Est. Return

Cohen & Steers New York $63.2B AUM 17.15% 1-Year Est. Return

Atlas Wealth Cincinnati, Ohio $701M AUM 15.28% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.56B AUM 35.09% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return

Baird Financial Group Milwaukee, Wisconsin $72.7B AUM 26.4% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

Cetera Investment Advisers's GUG Position: Q2 2026 in Review

Cetera Investment Advisers reduced its Guggenheim Active Allocation Fund (GUG) stake by 59% in Q2 2026, selling an estimated $406K and leaving 18,013 shares worth $288K. The position accounts for ﹤0.01% of the portfolio, ranked #4185.

Cetera Investment Advisers first reported a position in GUG in Q1 2024 and has held it in 10 quarters since. The position peaked at $665K in Q1 2026. 46 funds tracked by Wall St. Rank hold GUG as of Q2 2026.

Cetera Investment Advisers held 18,013 shares of Guggenheim Active Allocation Fund worth $288K as of Q2 2026.
Cetera Investment Advisers sold 25,681 Guggenheim Active Allocation Fund shares in Q2 2026, an estimated $406K.
Guggenheim Active Allocation Fund made up ﹤0.01% of Cetera Investment Advisers's portfolio in Q2 2026, its #4185 holding.
Cetera Investment Advisers first reported a position in Guggenheim Active Allocation Fund in Q1 2024 and has held it in 10 quarters since.
Cetera Investment Advisers's Guggenheim Active Allocation Fund position peaked at $665K in Q1 2026.
46 funds tracked by Wall St. Rank held Guggenheim Active Allocation Fund as of Q2 2026.

Based on Cetera Investment Advisers's 13F filing for Q2 2026, filed 12 Aug 2026.