Cetera Investment Advisers
GUG

Cetera Investment Advisers’s Guggenheim Active Allocation Fund GUG Stock Holding History

Cetera Investment Advisers’s Portfolio GUG Stock Details GUG Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		$665K Buy
43,694
+16,361
+60% +$256K ﹤0.01% 3255
2025
Q4 		$419K Buy
27,333
+4,258
+18% +$66.2K ﹤0.01% 3593
2025
Q3 		$360K Buy
23,075
+1,329
+6% +$20.7K ﹤0.01% 3671
2025
Q2 		$340K Buy
21,746
+2,310
+12% +$34.7K ﹤0.01% 3291
2025
Q1 		$293K Buy
19,436
+1,703
+10% +$26.2K ﹤0.01% 3284
2024
Q4 		$264K Buy
17,733
+1,959
+12% +$30.7K ﹤0.01% 3210
2024
Q3 		$261K Buy
15,774
+280
+2% +$4.41K ﹤0.01% 3185
2024
Q2 		$231K Sell
15,494
-4,961
-24% -$72.9K ﹤0.01% 3258
2024
Q1 		$301K Buy
+20,455
New +$298K ﹤0.01% 3038

Other funds holding GUG

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
Pathstone Holdings
Pathstone Holdings Englewood, New Jersey $25.1B AUM 22.95% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
Baird Financial Group
Baird Financial Group Milwaukee, Wisconsin $64B AUM 22.64% 1-Year Est. Return
Raymond James Financial
Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Cetera Investment Advisers's GUG Position: Q1 2026 in Review

Cetera Investment Advisers increased its Guggenheim Active Allocation Fund (GUG) stake by 60% in Q1 2026, buying an estimated $256K and bringing the position to 43,694 shares worth $665K. The position accounts for ﹤0.01% of the portfolio, ranked #3255.

Cetera Investment Advisers first reported a position in GUG in Q1 2024 and has held it in 9 quarters since. 44 funds tracked by Wall St. Rank hold GUG as of Q1 2026.

  • Cetera Investment Advisers held 43,694 shares of Guggenheim Active Allocation Fund worth $665K as of Q1 2026.
  • Cetera Investment Advisers bought 16,361 Guggenheim Active Allocation Fund shares in Q1 2026, an estimated $256K.
  • Guggenheim Active Allocation Fund made up ﹤0.01% of Cetera Investment Advisers's portfolio in Q1 2026, its #3255 holding.
  • Cetera Investment Advisers first reported a position in Guggenheim Active Allocation Fund in Q1 2024 and has held it in 9 quarters since.
  • 44 funds tracked by Wall St. Rank held Guggenheim Active Allocation Fund as of Q1 2026.

Based on Cetera Investment Advisers's 13F filing for Q1 2026, filed 13 May 2026.