IAA
GUG

Independent Advisor Alliance’s Guggenheim Active Allocation Fund GUG Stock Holding History

Independent Advisor Alliance’s Portfolio GUG Stock Details GUG Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		$283K Buy
+18,590
New +$291K ﹤0.01% 1344
2025
Q1 		– Sell
-16,103
Closed -$239K – 1038
2024
Q4 		$239K Buy
+16,103
New +$253K ﹤0.01% 1232

Other funds holding GUG

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
Pathstone Holdings
Pathstone Holdings Englewood, New Jersey $25.1B AUM 22.95% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
Baird Financial Group
Baird Financial Group Milwaukee, Wisconsin $64B AUM 22.64% 1-Year Est. Return
Raymond James Financial
Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Independent Advisor Alliance's GUG Position: Q1 2026 in Review

Independent Advisor Alliance opened a new position in Guggenheim Active Allocation Fund (GUG) in Q1 2026: 18,590 shares worth $283K. The stake represents ﹤0.01% of the portfolio and ranks #1344 among its holdings. This is a return to the name: Independent Advisor Alliance previously reported a position in GUG as recently as Q4 2024.

Independent Advisor Alliance first reported a position in GUG in Q4 2024 and has held it in 2 quarters since. 44 funds tracked by Wall St. Rank hold GUG as of Q1 2026.

  • Independent Advisor Alliance held 18,590 shares of Guggenheim Active Allocation Fund worth $283K as of Q1 2026.
  • Guggenheim Active Allocation Fund was a new Independent Advisor Alliance position in Q1 2026.
  • Guggenheim Active Allocation Fund made up ﹤0.01% of Independent Advisor Alliance's portfolio in Q1 2026, its #1344 holding.
  • Independent Advisor Alliance first reported a position in Guggenheim Active Allocation Fund in Q4 2024 and has held it in 2 quarters since.
  • 44 funds tracked by Wall St. Rank held Guggenheim Active Allocation Fund as of Q1 2026.

Based on Independent Advisor Alliance's 13F filing for Q1 2026, filed 12 May 2026.