AWA
GUG

Arete Wealth Advisors’s Guggenheim Active Allocation Fund GUG Stock Holding History

Arete Wealth Advisors’s Portfolio GUG Stock Details GUG Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2025
Q1 		– Sell
-15,529
Closed -$231K – 748
2024
Q4 		$231K Buy
15,529
+309
+2% +$4.85K 0.02% 650
2024
Q3 		$252K Sell
15,220
-6,648
-30% -$105K 0.02% 577
2024
Q2 		$326K Buy
21,868
+852
+4% +$12.5K 0.03% 516
2024
Q1 		$309K Buy
21,016
+190
+0.9% +$2.77K 0.03% 342
2023
Q4 		$305K Sell
20,826
-73
-0.3% -$995 0.02% 547
2023
Q3 		$282K Buy
20,899
+315
+2% +$4.41K 0.05% 357
2023
Q2 		$296K Sell
20,584
-579
-3% -$8.08K 0.03% 501
2023
Q1 		$297K Buy
21,163
+10,643
+101% +$152K 0.02% 473
2022
Q4 		$141M Buy
10,520
+272
+3% +$3.74K 0.01% 573
2022
Q3 		$132K Buy
10,248
+248
+2% +$3.65K 0.01% 533
2022
Q2 		$142K Buy
+10,000
New +$155K 0.01% 438

Other funds holding GUG

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
Baird Financial Group
Baird Financial Group Milwaukee, Wisconsin $64B AUM 22.64% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
Pathstone Holdings
Pathstone Holdings Englewood, New Jersey $25.1B AUM 22.95% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
Raymond James Financial
Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Arete Wealth Advisors's GUG Position: Q1 2025 in Review

Arete Wealth Advisors sold out of Guggenheim Active Allocation Fund (GUG) in Q1 2025, closing a stake of 15,529 shares — an estimated $231K sold.

Arete Wealth Advisors first reported a position in GUG in Q2 2022 and held it in 11 quarters. The position peaked at $141M in Q4 2022. 51 funds tracked by Wall St. Rank hold GUG as of Q1 2025.

  • Arete Wealth Advisors reported no remaining Guggenheim Active Allocation Fund position as of Q1 2025 after selling out during the quarter.
  • Arete Wealth Advisors sold 15,529 Guggenheim Active Allocation Fund shares in Q1 2025, an estimated $231K.
  • Arete Wealth Advisors first reported a position in Guggenheim Active Allocation Fund in Q2 2022 and held it in 11 quarters.
  • Arete Wealth Advisors's Guggenheim Active Allocation Fund position peaked at $141M in Q4 2022.
  • 51 funds tracked by Wall St. Rank held Guggenheim Active Allocation Fund as of Q1 2025.

Based on Arete Wealth Advisors's 13F filing for Q1 2025, filed 16 May 2025.