GUG

Guggenheim Active Allocation Fund
GUG

Overview Fund Activity

51 hedge funds and large institutions have $144M invested in Guggenheim Active Allocation Fund in 2025 Q1 according to their latest regulatory filings, with 6 funds opening new positions, 24 increasing their positions, 14 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
51
Holders Change
-5
Holders Change %
-8.93%
% of All Funds
0.69%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
24
Reduced
14
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Pathstone Holdings
Pathstone Holdings
New Jersey
+$4.99M
2
AAM
Advisors Asset Management
Colorado
+$1.71M
3
Raymond James Financial
Raymond James Financial
Florida
+$1.29M
4
Morgan Stanley
Morgan Stanley
New York
+$931K
5
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$838K

Top Sellers

1
PCM
Penserra Capital Management
California
-$4.77M
2
Cohen & Steers
Cohen & Steers
New York
-$754K
3
JWCA
J.W. Cole Advisors
Florida
-$252K
4
IAA
Independent Advisor Alliance
North Carolina
-$239K
5
AWA
Arete Wealth Advisors
Illinois
-$231K
Name Holding Trade Value Shares
Change 		Shares
Change %
LPL Financial
26
LPL Financial
California
$370K +$68.3K +4,534 +23%
ACP
27
Aviance Capital Partners
Florida
$368K +$75.5K +5,010 +26%
HighTower Advisors
28
HighTower Advisors
Illinois
$363K -$124K -8,238 -25%
DC
29
Davenport & Co
Virginia
$362K -$18K -1,194 -5%
MWM
30
MGB Wealth Management
Texas
$361K +$180K +12,008 +100%
Rockefeller Capital Management
31
Rockefeller Capital Management
New York
$319K -$33.4K -2,219 -9%
KWM
32
Kingsview Wealth Management
Oregon
$295K – – –
Cetera Investment Advisers
33
Cetera Investment Advisers
Illinois
$293K +$25.7K +1,703 +10%
WS
34
Wedbush Securities
California
$227K -$114K -7,584 -33%
Millennium Management
35
Millennium Management
New York
$220K +$220K +14,602 New
PI
36
PFG Investments
New York
$189K -$94.9K -6,300 -33%
AWM
37
Avior Wealth Management
Nebraska
$176K +$93.3K +6,191 +113%
Commonwealth Equity Services
38
Commonwealth Equity Services
Massachusetts
$175K +$3.98K +264 +2%
NA
39
Nordwand Advisors
Pennsylvania
$173K -$75.4K -5,000 -30%
Truist Financial
40
Truist Financial
North Carolina
$164K +$164K +10,853 New
Susquehanna International Group
41
Susquehanna International Group
Pennsylvania
$162K +$6.18K +410 +4%
SC
42
SouthState Corp
Florida
$127K – – –
AGWCA
43
Annis Gardner Whiting Capital Advisors
Florida
$113K – – –
GWM
44
Geneos Wealth Management
Colorado
$90.4K +$67.8K +4,500 +300%
EC
45
Elequin Capital
New York
$66.4K +$66.4K +4,408 New
TFGT
46
TS Financial Group (TSFG)
Illinois
$26K +$26K +1,734 New
HI
47
Harbour Investments
Wisconsin
$22.6K – – –
AF
48
Allworth Financial
California
$14.9K +$14.9K +1,000 New
NWMP
49
Noble Wealth Management PBC
Colorado
$10.5K – – –
JPMorgan Chase & Co
50
JPMorgan Chase & Co
New York
$8.29K -$57.3K -3,800 -87%
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