EC
GUG

Elequin Capital’s Guggenheim Active Allocation Fund GUG Stock Holding History

Elequin Capital’s Portfolio GUG Stock Details GUG Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2025
Q3 		– Sell
-808
Closed -$12.6K – 245
2025
Q2 		$12.6K Sell
808
-3,600
-82% -$54.1K ﹤0.01% 295
2025
Q1 		$66.4K Buy
+4,408
New +$67.9K 0.01% 161

Other funds holding GUG

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
Pathstone Holdings
Pathstone Holdings Englewood, New Jersey $25.1B AUM 22.95% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
Baird Financial Group
Baird Financial Group Milwaukee, Wisconsin $64B AUM 22.64% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
Raymond James Financial
Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Elequin Capital's GUG Position: Q3 2025 in Review

Elequin Capital sold out of Guggenheim Active Allocation Fund (GUG) in Q3 2025, closing a stake of 808 shares — an estimated $12.6K sold.

Elequin Capital first reported a position in GUG in Q1 2025 and held it in 2 quarters. The position peaked at $66.4K in Q1 2025. 51 funds tracked by Wall St. Rank hold GUG as of Q3 2025.

  • Elequin Capital reported no remaining Guggenheim Active Allocation Fund position as of Q3 2025 after selling out during the quarter.
  • Elequin Capital sold 808 Guggenheim Active Allocation Fund shares in Q3 2025, an estimated $12.6K.
  • Elequin Capital first reported a position in Guggenheim Active Allocation Fund in Q1 2025 and held it in 2 quarters.
  • Elequin Capital's Guggenheim Active Allocation Fund position peaked at $66.4K in Q1 2025.
  • 51 funds tracked by Wall St. Rank held Guggenheim Active Allocation Fund as of Q3 2025.

Based on Elequin Capital's 13F filing for Q3 2025, filed 14 Nov 2025.